Joseph D. Mcnally

EXCEL WEALTH MANAGEMENT

Indian Land, SC 29707

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CRD#: 6102015

Professional summary

Joseph Dominick Mcnally is a registered financial advisor currently at EXCEL WEALTH MANAGEMENT, LLC located in Indian Land, South Carolina.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Joseph has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Drive Capital Management LLC; Investment Related: No; 2036 Taney Way, Indian Land, SC. 29707; ERTC and RMD Tax Credits for Small Business--Referral Activity and assistance; President; 6/1/2022; 8 hours per month; Work with Clients and CPA to assist in review Tax Credits for the Business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Dominick Mcnally's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 29, 2020 - Present

EXCEL WEALTH MANAGEMENT, LLC

Office #1: 2036 Taney Way, Indian Land, SC 29707

RIA

CRD#: 299602

Indian Land, SC

Past

March 26, 2018 - April 29, 2022

LPL FINANCIAL LLC

CRD#: 6413

INDIAN LAND, SC

Past

November 20, 2012 - February 5, 2018

PAYCHEX SECURITIES CORPORATION

CRD#: 39733

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EXCEL WEALTH MANAGEMENT, LLC

CRD#: 299602 / SEC#: 801-114524

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(2/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/29/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/19/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EXCEL WEALTH MANAGEMENT, LLC

CRD#: 299602 / SEC#: 801-114524

RIA

Registered Investment Advisory firm - (1/28/2019 Approved)

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Contact information

Main Address

935 Main Street Unit E, Manchester, CT 06040

Mailing Address

Phone number

(888) 929-9920

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EXCEL WEALTH DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (4/21/2025)

Regulatory assets under management

Total Number of Accounts	462
AUM (Assets Under Management)	$ 273,041,547

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph D. Mcnally

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Dominick Mcnally's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

PAYCHEX SECURITIES CORPORATION

Primary Firm SEC Registration

EXCEL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/29/2020

Series 63

Date: 12/21/2012

SIE

Date: 10/1/2018

Series 6

Date: 11/19/2012

Current Firm

EXCEL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EXCEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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