Shelly J. Volkl
Professional summary
Shelly Jo Volkl, who also goes by Shelly Jo Butler, is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Plymouth, Minnesota.
Shelly is registered as a RR (Registered Representative) and started their career in finance in 2012. Shelly has worked at 1 firm and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shelly Jo Volkl's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2019 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
August 15, 2012 - December 31, 2016
TRANSAMERICA INVESTORS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/13/2023)
Exams
Series 6TO
Date: 3/15/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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