SS
Sheryl A. Stern
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
San Diego, CA 92130
Some features on this profile are disabled
CRD#: 6100908
SS
Professional summary
Sheryl Angella Stern, who also goes by Sheryl Angella Barrett, Sheryl Stern, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in San Diego, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in San Diego, California.
Sheryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Sheryl has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sheryl Angella Barrett | Sheryl Stern
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.SIMPLY MENTORED, 3451 Via MonteBello Suite 192-508, Carlsbad CA 92009, United States, 04/04/2009, Coach, Consulting/Coaching, NIR, 40 HR/MO - 0 HR/MO TRADING 2.INDEPENDENT INSURANCE AGENT, 11622 EL CAMINO REAL, STE 100, SAN DIEGO, CA, 12/2012 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 30/MO - 20/TRADING. 3.CIRA 1776 Pleasant Plain Rd Fairfield IA 52556. 10/20/2017. Advisory rep of a RIA. Investment related. 40hrs weekly and 15hrs during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Sheryl Angella Stern's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 19, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 11622 El Camino Real Suite 100, San Diego, CA 92130RIA
CRD#: 134139
San Diego, CA
Current
October 19, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 11622 El Camino Real Ste. 100 Rm #1018, San Diego, CA 92130BD
CRD#: 39543
San Diego, CA
Past
January 13, 2016 - October 20, 2017
TRILOGY CAPITAL, INC.
RIA
CRD#: 281597
San Diego, CA
Past
April 25, 2013 - October 20, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
SAN DIEGO, CA
Past
October 5, 2012 - October 20, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/19/2017)
RR
Arizona(10/20/2017)
RR
California(10/19/2017)
IAR
California(10/19/2017)
RR
Colorado(10/19/2017)
RR
District of Columbia(9/21/2020)
RR
Florida(10/9/2019)
RR
Hawaii(10/19/2017)
RR
Idaho(10/19/2017)
RR
Iowa(10/25/2022)
RR
Kansas(9/25/2018)
RR
Kentucky(4/27/2025)
RR
Maine(1/2/2025)
RR
Maryland(10/19/2017)
RR
Massachusetts(10/19/2017)
RR
Michigan(10/23/2020)
RR
Nebraska(9/20/2018)
RR
Nevada(9/23/2021)
RR
New Mexico(8/9/2019)
RR
New York(10/19/2017)
RR
North Carolina(10/19/2017)
RR
Ohio(7/20/2020)
RR
Oregon(10/19/2017)
RR
Pennsylvania(5/14/2021)
RR
Texas(10/19/2017)
IAR
Texas(10/19/2017)
RR
Utah(7/16/2020)
RR
Vermont(2/26/2021)
RR
Virginia(11/18/2021)
RR
Washington(10/19/2017)
RR
Wisconsin(2/18/2021)
RR
Wyoming(9/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
