TH
Tyler Herndon
KESTRA ADVISORY SERVICES
Wichita, KS 67206
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CRD#: 6098432
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Professional summary
Tyler Herndon, who also goes by Tyler James Herndon, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Wichita, Kansas and KESTRA INVESTMENT SERVICES, LLC located in Wichita, Kansas.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Tyler has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tyler James Herndon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HERNDON HOLDINGS POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2021 ADDRESS: 1212 N. Bitting, Wichita KS 67203, United States DESCRIPTION: Finding renters, contacting repairment. SABRE WEALTH MANAGEMENT POSITION: Principal NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/23/2022 ADDRESS: 1223 N Rock Rd Suite G300, Wichita KS 67206, United States DESCRIPTION: This is my DBA for my financial practice where I meet with clients. KESTRA ADVISORY SERVICES, LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/23/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: Financial Advisor under KAS
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Herndon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 23, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1223 North Rock Rd Suite G300, Wichita, KS 67206RIA
CRD#: 283330
Wichita, KS
Current
June 23, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1223 North Rock Rd Suite G300, Wichita, KS 67206BD
CRD#: 42046
Wichita, KS
Past
April 24, 2015 - June 24, 2022
EDWARD JONES
RIA
CRD#: 250
WICHITA, KS
Past
April 7, 2015 - June 24, 2022
EDWARD JONES
BD
CRD#: 250
WICHITA, KS
Past
January 31, 2013 - July 11, 2014
FLINT HILLS GROUP, LLC
RIA
CRD#: 164250
WICHITA, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kansas(6/23/2022)
IAR
Kansas(6/23/2022)
RR
Missouri(6/23/2022)
RR
Nebraska(6/23/2022)
RR
Pennsylvania(6/23/2022)
RR
Tennessee(10/30/2023)
RR
Texas(6/23/2022)
IAR
Texas(7/26/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Wichita, KS 67206TRUST BUT VERIFY
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