JM
Joseph J. Malzacher
KESTRA ADVISORY SERVICES
Jacksonville, FL 32224
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CRD#: 6096725
JM
Professional summary
Joseph James Malzacher, who also goes by Joseph Malzacher, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Jacksonville, Florida and KESTRA INVESTMENT SERVICES, LLC located in Jacksonville, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Joseph has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Malzacher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Montoya Benefits Group / Montoya & Associates LLC Investment Related: Yes Address: 236 Ponte Vedra Park Drive Suite 101 Ponte Vedra Beach FL 32082 Nature of Business: Insurance Position, Title or Relationship: w2nEmployee Start Date: 7/16/2012 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: market and sell to small to mid sized business on the group benefits. Work with individuals life insurance Business Name: BKS Partners Investment Related: No Address: 4233 Pablo Professional CT Ste 201 Jackso FL 32224 Nature of Business: Insurance Position, Title or Relationship: managing advisor Start Date: 8/1/2018 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: consult with employers on their health and commercial risk Business Name: North Florida Compensation and Benefits Association Investment Related: No Address: 12000 Alumni Drive Jacksonville FL 32256 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: Vice- President Start Date: 7/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Actively recruit members, assist in educational programs Business Name: BKS Retirement Investment Related: Yes Address: 4233 Pablo Profession Ct, Suite 201 Jacksonville FL 32224 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: employee Start Date: 1/1/2020 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: solicit and service retirement accounts Business Name: Millie Rose Designs Investment Related: No Address: 556 LE MASTER DR PONTE VEDRA BEACH FL 32082 Nature of Business: Other Other/None of the Above selling towels on a website and through some retail channels Position, Title or Relationship: Spouse of owner Start Date: 9/21/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None Business Name: KESTRA ADVISORY SERVICES POSITION: Partner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2022 ADDRESS: 5707 Southwest Parkway, BLDG 2, STE 400, Austin TX 78735 DESCRIPTION: Advise on Retirement Plans Business Name: HIBISCUS HEALTH POSITION: advisor NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 06/07/2024 ADDRESS: 7144 13th Palace North West, Suite 2200 DC 20012, United States DESCRIPTION: 1 hour per week to provide strategy
CRS (Client Relationship Summary) - RIA
Click below to view Joseph James Malzacher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 5, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 4233 Pablo Professional Court Suite 201, Jacksonville, FL 32224RIA
CRD#: 283330
Jacksonville, FL
Current
April 11, 2013 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 4233 Pablo Professional Court Suite 201, Jacksonville, FL 32224BD
CRD#: 42046
Jacksonville, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/12/2013)
IAR
Florida(4/5/2022)
RR
Washington(3/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Jacksonville, FL 32224TRUST BUT VERIFY
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