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RH

Robert M. Hunter

BARINGS SECURITIES LLC
CHARLOTTE, NC 28202
Some features on this profile are disabled
CRD#: 6092325
RH

Professional summary

Robert Macneil Hunter, who also goes by Mac Hunter, is a registered financial professional currently at BARINGS SECURITIES LLC located in Charlotte, North Carolina.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2012. Robert has worked at 6 firms and has passed the Series 66, Series 57TO, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mac Hunter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Macneil Hunter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2022 - Present

BARINGS SECURITIES LLC

Office #1: 300 S. Tryon Street Suite 2500, Charlotte, NC 28202
BD
CRD#: 36929
CHARLOTTE, NC
Past

October 29, 2019 - October 31, 2022

DIMENSIONAL FUND ADVISORS LP

RIA
CRD#: 106482
CHARLOTTE, NC
Past

October 29, 2019 - October 31, 2022

DFA SECURITIES LLC

BD
CRD#: 10292
CHARLOTTE, NC
Past

October 26, 2015 - October 4, 2019

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

August 17, 2012 - October 8, 2015

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
PRINCETON, NJ
Past

July 19, 2012 - October 8, 2015

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
PRINCETON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/18/2022)
RR
Alaska
(11/18/2022)
RR
Arizona
(11/18/2022)
RR
Arkansas
(11/18/2022)
RR
California
(11/18/2022)
RR
Colorado
(11/18/2022)
RR
Connecticut
(11/18/2022)
RR
Delaware
(11/18/2022)
RR
District of Columbia
(11/18/2022)
RR
Florida
(11/18/2022)
RR
Georgia
(11/18/2022)
RR
Hawaii
(11/18/2022)
RR
Idaho
(11/18/2022)
RR
Illinois
(11/18/2022)
RR
Indiana
(11/18/2022)
RR
Iowa
(11/18/2022)
RR
Kansas
(11/18/2022)
RR
Kentucky
(11/18/2022)
RR
Louisiana
(11/18/2022)
RR
Maine
(11/18/2022)
RR
Maryland
(11/18/2022)
RR
Massachusetts
(11/18/2022)
RR
Michigan
(11/18/2022)
RR
Minnesota
(11/18/2022)
RR
Mississippi
(11/18/2022)
RR
Missouri
(11/18/2022)
RR
Montana
(11/18/2022)
RR
Nebraska
(11/18/2022)
RR
Nevada
(11/18/2022)
RR
New Hampshire
(11/18/2022)
RR
New Jersey
(11/18/2022)
RR
New Mexico
(11/18/2022)
RR
New York
(11/18/2022)
RR
North Carolina
(11/18/2022)
RR
North Dakota
(11/18/2022)
RR
Ohio
(11/23/2022)
RR
Oklahoma
(11/18/2022)
RR
Oregon
(11/18/2022)
RR
Pennsylvania
(11/18/2022)
RR
Rhode Island
(11/18/2022)
RR
South Carolina
(11/18/2022)
RR
South Dakota
(11/18/2022)
RR
Tennessee
(11/18/2022)
RR
Texas
(11/18/2022)
RR
Utah
(11/18/2022)
RR
Vermont
(11/18/2022)
RR
Virginia
(11/18/2022)
RR
Washington
(11/18/2022)
RR
West Virginia
(11/18/2022)
RR
Wisconsin
(11/18/2022)
RR
Wyoming
(11/18/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/16/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/22/2016
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 7/17/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BARINGS SECURITIES LLC
BABSON CAPITAL SECURITIES INC | BARINGS SECURITIES LLC | BABSON SECURITIES CORPORATION | BABSON CAPITAL SECURITIES LLC

CRD#: 36929 / SEC#: , 8-47589

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
300 S. Tryon Street Suite 2500, Charlotte, NC 28202
Mailing Address
300 S. Tryon Street Suite 2500, Charlotte, NC 28202
Phone number
(704) 805-7200
Established
Delaware since 01/01/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BARINGS LLCDIRECT OWNER106006
DINERMAN, JILL ELYSECLERK AND SECRETARY
FRANCIS, SHELDON MAURICEDIRECTOR
LLOYD, ERIC JAMESPRESIDENT2314965
TAWA, DEREK MICHAELCHIEF COMPLIANCE OFFICER3054098
THOMAS, CHRISTOPHER COLINTREASURER7050594

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BARINGS SECURITIES LLC

CRD#: 36929Charlotte, NC 28202

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