Alexander S. Blume
Professional summary
Alexander Scott Blume, who also goes by Alexander S Blum, Alexander Scott Blum, Alex S Blum, Alex Scott Blum, Alex Blum, is a registered financial professional currently at LPS CAPITAL LLC located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 2012. Alexander has worked at 3 firms and has passed the Series 65, Series 66, Series 3, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Scott Blume's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2025 - Present
LPS CAPITAL LLC
Office #1: 600 Lexington Avenue Suite 502, New York, NY 10022November 21, 2016 - March 21, 2017
SIPRANA CAPITAL, LLC
October 2, 2012 - February 13, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 28, 2012 - February 13, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/19/2025
General Securities Representative ExaminationFINRA
Current Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPS PARTNERS LLC | OWNER | |
| TARLETON, JOHN WILLIAM | PRESIDENT, CCO, FINOP | 1631047 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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