TP
Theodore P. Piotrowicz
LEGACY ADVISORS
Plymouth Meeting, PA 19462
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CRD#: 6088712
TP
Professional summary
Theodore Peter Piotrowicz is a registered financial advisor currently at LEGACY ADVISORS, LLC located in Plymouth Meeting, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Plymouth Meeting, Pennsylvania.
Theodore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Theodore has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cabot-Kjellerup Fndn.; 810 Merrybell Lane, Kennett Square, PA 19348; 1/1/2017; Board Member; Charitable fndn. board member; Not Inv-related; 1 hr/mo, 1 hr/mo during business hours. 2) Abele Family Fndn.; 5 Bluff View, Medford, NJ 08055; 09/01/2018; Board Member; Board participation, provide funding to the fndn.; Inv-related; 1 hr/mo, 1 hr/mo during business hours. 3) Legacy Advisors, LLC; 401 Plymouth Road, Suite 150, Plymouth Meeting, PA 19462; 05/29/2012; Sr. Client Advisor; Provide investment and/or financial planning advice/services to clients; Inv-related; 200 hrs/mo; 200 hrs/mo during business hours. 4) The Legacy Foundation, Portland, OR; Non-Profit/Not inv-related; Member, Board of Directors and Search Committee (non-compensated position); 5 hrs/mo during trading hours. 5) Independent, Portland, OR; Inv-Related; Private Placement sales; 1 hr/wk during trading hours. 6) Irr. DoT of Will Abele FBO Ed Abele 12/30/93; 03/01/2018; ** 7) Ed Abele 1996 Trust Number Two; 03/01/2018; ** 8) Karen Abele 1996 Trust Number Two; 03/01/2018; ** 9) Irr. DoT of Will Abele FBO Karen Abele 10/23/97; 03/01/2018; ** 10) Irr. DoT of Will Abele FBO Ed Abele 10/23/97; 03/01/2018; ** 11) Irr. DoT of Will Abele FBO Ed Abele 06/07/10; 03/01/2018; ** 12) Irr. DoT of Will Abele FBO Grandchildren 12/15/10; 03/01/2018; ** 13) 2018 Irr. DoT of Wilbert Abele FBO William Scheu; 09/01/2018; ** 15) 2018 Irr. DoT of Wilbert Abele FBO Robert Scheu; 09/01/2018; ** 15) Irr. DoT of Will Abele FBO Karen Abele 12/30/93; 03/01/2018; ** 16) Irr. DoT of Will Abele FBO Karen Abele 06/07/2010; 03/01/2018; ** **(6) through (16) remaining information: Co-Trustee; Involved with the Trusts investment and monetary accounts; Inv-related; 1 hr/mo; 1 hr/mo during business hours. 17) SILK GRASS HOLDINGS US, LLC; 16192 Coastal Hwy, Lewes DE 19958; 9/2022; Board Member; Holding Company for series of farming companies in Belize. Silk Grass owns actual farms and farming operations; Not Inv-related; 1 hr/mo; 1 hr/mo during trading hours. 18) 1997 Irrevocable Trust; 21775 Eastmont Dr Bend, OR 97701; Trust; Inv-related; Trustee; Trustee duties; 01/18/2023; 0 hrs/mo; 0 hrs/mo during trading hours. 19) Legacy Advisors; 5 Apollo Rd Plymouth Meeting, PA 19462; Member Firm Affiliation; Inv-related; Client Advisor; Advising clients; 05/29/2012; 160 hrs/mo; 160 hrs/mo during trading hours. 20) IRR Trust FBO Andrew Jean Kokes; *** 21) IRR Trust FBO Mischa Kokes; *** 22) IRR Trust FBO Audreyana Kokes; *** 23) IRR Trust FBO Shemuel Kokes; *** 24) IRR Trust FBO Sasha Kokes; *** ***(20) through (24) remaining information: 171 Beachside Dr, Vero Beach FL 32963; Trustee; Not inv-related; Trustee; Oversee trust assets, make distributions to beneficiaries per terms of trust; 6/01/2024; 1 hr/mo; 1 hr/mo during trading hours. 25) IRR Trust FBO Julian Shalom Kokes; 917 Beachside Dr, Vero Beach FL 32963; Trustee; Not inv-related; Trustee; Oversee trust assets, make distributions to beneficiaries per terms of trust; 6/01/2024; 1 hr/mo; 1 hr/mo during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Theodore Peter Piotrowicz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 25, 2013 - Present
LEGACY ADVISORS, LLC
Office #1: 5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462RIA
CRD#: 139830
Plymouth Meeting, PA
Current
August 27, 2013 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 5 Apollo Road, Plymouth Meeting, PA 19462RIA
BD
CRD#: 43285
Plymouth Meeting, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LEGACY ADVISORS, LLC
LEGACY ADVISORS, LLC
CRD#: 139830 / SEC#: 801-66582
RIA
Registered Investment Advisory firm - (4/11/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/29/2021)
RR
Florida(12/15/2020)
RR
New Jersey(2/29/2024)
RR
Pennsylvania(11/19/2013)
IAR
Pennsylvania(11/25/2013)
IAR
Texas(11/23/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LEGACY ADVISORS, LLC
LEGACY ADVISORS, LLC
CRD#: 139830 / SEC#: 801-66582
RIA
Registered Investment Advisory firm - (4/11/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462
Mailing Address
Phone number
(610) 943-3000
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,257 |
| AUM (Assets Under Management) | $ 4,182,473,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/12/2025 | ||
| 09/19/2024 | ||
| 09/18/2024 | ||
| 03/27/2024 | ||
| 01/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
