Evan D. Heath
BAKER TILLY WEALTH MANAGEMENT
Madison, WI 53718
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CRD#: 6086597
Professional summary
Evan Daniel Heath, CFP®, who also goes by Evan D Heath, Evan Heath, is a registered financial advisor currently at BAKER TILLY WEALTH MANAGEMENT, LLC located in Madison, Wisconsin.
Evan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Evan has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Evan D Heath | Evan Heath
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 - BAKER TILLY WEALTH MANAGEMENT, LLC ("BTWM") IS A CONTROLLED SUBSIDIARY OF BAKER TILLY ADVISORY GROUP, LP ("BAKER TILLY"). SALARY AND VARIABLE COMPENSATION (IF APPLICABLE) IS PAID BY BAKER TILLY. 100% OF TIME IS SPENT ON ADVISORY SERVICES WITH BTWM. THERE IS AN EXPENSE SHARING AGREEMENT IN PLACE BETWEEN BTWM & BAKER TILLY WHICH GOVERNS SHARING OF PERSONNEL AND RESOURCES. 2 - 5/1/2020- Real Estate Rental- owner- rent a room in my house- Inv. Related- Madison, WI - start date 1/1/2018-1hrs/mth
CRS (Client Relationship Summary) - RIA
Click below to view Evan Daniel Heath's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
March 23, 2021 - Present
BAKER TILLY WEALTH MANAGEMENT, LLC
Office #1: 4807 Innovate Lane, Madison, WI 53718RIA
CRD#: 167811
Madison, WI
Past
May 1, 2020 - March 23, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
MADISON, WI
Past
April 8, 2014 - July 11, 2018
BMO HARRIS FINANCIAL ADVISORS, INC.
BD
CRD#: 137115
MIDDLETON, WI
Past
October 1, 2012 - March 12, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MADISON, WI
Past
July 10, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MADISON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BT
BAKER TILLY WEALTH MANAGEMENT, LLC
BAKER TILLY | BAKER TILLY WEALTH MANAGEMENT, LLC | BAKER TILLY INVESTMENT SERVICES | BAKER TILLY FINANCIAL, LLC | BAKER TILLY FINANCIAL
CRD#: 167811 / SEC#: 801-119352
RIA
Registered Investment Advisory firm - (8/25/2020 Approved)Louisiana
Registered Investment Advisory firm - (9/29/2020 Terminated)Texas
Registered Investment Advisory firm - (9/23/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (9/23/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(3/23/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BT
BAKER TILLY WEALTH MANAGEMENT, LLC
BAKER TILLY | BAKER TILLY WEALTH MANAGEMENT, LLC | BAKER TILLY INVESTMENT SERVICES | BAKER TILLY FINANCIAL, LLC | BAKER TILLY FINANCIAL
CRD#: 167811 / SEC#: 801-119352
RIA
Registered Investment Advisory firm - (8/25/2020 Approved)Louisiana
Registered Investment Advisory firm - (9/29/2020 Terminated)Texas
Registered Investment Advisory firm - (9/23/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (9/23/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4807 Innovate Lane, Madison, WI 53718
Mailing Address
Po Box 7398, Madison, WI 53707-7398
Phone number
(833) 761-0673
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,165 |
| AUM (Assets Under Management) | $ 4,601,242,128 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 09/11/2023 | ||
| 10/04/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BAKER TILLY WEALTH MANAGEMENT, LLC
CRD#: 167811Madison, WI 53718TRUST BUT VERIFY
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