David W. D'alessandro

AXIOM PRIVATE WEALTH

CHARLOTTE, NC 28203

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CRD#: 6085394

Professional summary

David Wingate D'alessandro, CFP®, who also goes by David Wingate Dalessandro, is a registered financial advisor currently at AXIOM PRIVATE WEALTH, LLC located in Charlotte, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Wingate Dalessandro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Sales through Collaborative Planning Group; same address; Investment Related; Appx 10% of time during the month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wingate D'alessandro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 19, 2020 - Present

AXIOM PRIVATE WEALTH, LLC

Office #1: 1422 South Tryon Street Floor 3, Charlotte, NC 28203

RIA

CRD#: 307388

CHARLOTTE, NC

Past

September 26, 2016 - February 28, 2020

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

CHARLOTTE, NC

Past

September 26, 2016 - February 28, 2020

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

CHARLOTTE, NC

Past

October 29, 2014 - September 6, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

August 22, 2014 - September 6, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/10/2021)

IAR

New York
(4/7/2023)

IAR

North Carolina
(3/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/27/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/22/2014

General Securities Representative Examination

Current Firm

AXIOM PRIVATE WEALTH, LLC

CRD#: 307388 / SEC#:

Massachusetts

Registered Investment Advisory firm - (2/10/2021 Approved)

New York

Registered Investment Advisory firm - (4/7/2023 Approved)

North Carolina

Registered Investment Advisory firm - (3/19/2020 Approved)

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Contact information

Main Address

Charlotte, NC

Mailing Address

1800 Camden Rd Ste 107-19, Charlotte, NC 28203

Phone number

(704) 266-2341

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	126
AUM (Assets Under Management)	$ 61,165,197

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David W. D'alessandro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wingate D'alessandro's CRS (Customer Relationship Summary).

Certified licenses

Experience

AXIOM PRIVATE WEALTH, LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/27/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/22/2014

Current Firm

AXIOM PRIVATE WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AXIOM PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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