Brian A. Sirota

FIRSTRUST

Daytona Beach, FL 32114

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CRD#: 6084705

Professional summary

Brian Alan Sirota, CFP®, ChFC® is a registered financial advisor currently at FIRSTRUST located in Daytona Beach, Florida.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brian has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Social Security Planning

Education Planning

Estate Planning

Long-term Care

Retirement Income Management

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

Insurance Planning

Tax Planning

Do you have an area of expertise or specialization?

AUM

Baby Boomers

College/Education Planning

Estate & Generational Planning...

Fixed Fee (Subscription, Retai...

High Net Worth Client Needs

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Alan Sirota's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

ChFC^®

Chartered Financial Consultant

Experience

Current

July 22, 2020 - Present

FIRSTRUST

Office #1: 113 Executive Cir., Daytona Beach, FL 32114

RIA

CRD#: 111800

Daytona Beach, FL

Past

March 22, 2019 - May 5, 2020

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

TEQUESTA, FL

Past

August 14, 2018 - August 17, 2018

ATLANTIC WEALTH PARTNERS, LLC

RIA

CRD#: 289440

Jupiter, FL

Past

March 23, 2018 - July 16, 2018

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

Palm Beach Gardens, FL

Past

July 28, 2016 - March 26, 2018

CAMARDA WEALTH ADVISORY GROUP

RIA

CRD#: 113784

FLEMING ISLAND, FL

Past

September 10, 2015 - November 27, 2015

HARRISDIRECT LLC

RIA

CRD#: 42159

ORLANDO, FL

Past

August 7, 2015 - November 27, 2015

E*TRADE SECURITIES LLC

CRD#: 29106

ORLANDO, FL

Past

October 24, 2013 - July 13, 2015

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

TAMPA, FL

Past

October 10, 2012 - July 13, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRSTRUST

FIRSTRUST | FIRSTRUST LLC

CRD#: 111800 / SEC#: 801-56812

RIA

Registered Investment Advisory firm - (8/30/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/22/2020)

IAR

Georgia
(9/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/16/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/27/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2012

General Securities Representative Examination

Current Firm

FIRSTRUST

FIRSTRUST | FIRSTRUST LLC

CRD#: 111800 / SEC#: 801-56812

RIA

Registered Investment Advisory firm - (8/30/1999 Approved)

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Contact information

Main Address

113 Executive Cir., Daytona Beach, FL 32114

Mailing Address

Phone number

(386) 788-3737

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FIRSTRUST FORM ADV PART 2 A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 202,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian A. Sirota

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Alan Sirota's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

ATLANTIC WEALTH PARTNERS, LLC

MODERN CAPITAL ADVISORS, LLC

CAMARDA WEALTH ADVISORY GROUP

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

FIRSTRUST

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2013

Series 63

Date: 10/16/2012

SIE

Date: 11/27/2015

Series 7

Date: 10/9/2012

Current Firm

FIRSTRUST

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRSTRUST

TRUST BUT VERIFY

Contact information

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