Robert T. Allen
Professional summary
Robert Thomas Allen is a registered financial professional currently at FIRST BALLANTYNE, LLC located in Charlotte, North Carolina.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2013. Robert has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Thomas Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 4, 2023 - Present
FIRST BALLANTYNE, LLC
Office #1: 13950 Ballantyne Corporate Place, Suite 185, Charlotte, NC 28277Office #2: 13950 Ballantyne Corporate Place Suite 185, Charlotte, NC 28277-2747September 15, 2017 - April 11, 2023
UBS FINANCIAL SERVICES INC.
June 11, 2013 - August 18, 2017
P.R. GILBOY & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(4/4/2023)
Exams
Series 7TO
Date: 4/8/2021
General Securities Representative ExaminationFINRA
Current Firm
FIRST BALLANTYNE, LLC
CRD#: 125393 / SEC#: , 8-65792
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
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