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Thomas John Wallace

HYDE PARK CAPITAL ADVISORS
TAMPA, FL
·CRD# 6068336·13 years experience

Professional Summary

Thomas John Wallace, who also goes by T.j. Wallace, Thomas John Wallace, Tj Wallace, Thomas Wallace, is a registered financial advisor currently at HYDE PARK CAPITAL ADVISORS, LLC located in Tampa, Florida. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2013. Thomas has worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

T.j. Wallace, Thomas John Wallace, Tj Wallace, Thomas Wallace

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

HYDE PARK CAPITAL ADVISORS, LLC·CRD# 104271
BD
701 N. Franklin Street, Tampa, FL 33602
April 30, 2025 - Present
BOFA SECURITIES, INC.·CRD# 283942
BD
Charlotte, NC
November 8, 2019 - March 17, 2025
JEFFERIES LLC·CRD# 2347
BD
New York, NY
June 20, 2016 - October 11, 2019
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
September 16, 2013 - December 23, 2015

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Current Firm

HP
HYDE PARK CAPITAL ADVISORS, LLC

HYDE PARK CAPITAL ADVISORS, LLC

CRD#: 104271 / SEC#: 8-52747
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

701 N. Franklin Street, Tampa, FL 33602

Mailing Address

701 N. Franklin Street, Tampa, FL 33602

Phone Number

(813) 383-0202

Established

Florida since 01/07/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HYDE PARK CAPITAL PARTNERS, LLCOWNER—
HENDERSON, STUART ROBERTFINOP1121476
HILL, JOHN HEATON JRMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER—

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(4/30/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2013About the Series 79 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Thomas John Wallace's CRS (Customer Relationship Summary).

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