Thomas John Wallace
Professional Summary
Thomas John Wallace, who also goes by T.j. Wallace, Thomas John Wallace, Tj Wallace, Thomas Wallace, is a registered financial advisor currently at HYDE PARK CAPITAL ADVISORS, LLC located in Tampa, Florida. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2013. Thomas has worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
T.j. Wallace, Thomas John Wallace, Tj Wallace, Thomas Wallace
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
HYDE PARK CAPITAL ADVISORS, LLC
Contact Information
Main Address
701 N. Franklin Street, Tampa, FL 33602Mailing Address
701 N. Franklin Street, Tampa, FL 33602Phone Number
(813) 383-0202Established
Florida since 01/07/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HYDE PARK CAPITAL PARTNERS, LLC | OWNER | — |
| HENDERSON, STUART ROBERT | FINOP | 1121476 |
| HILL, JOHN HEATON JR | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | — |
Disclosures
Regulatory Event
1Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CALTON & ASSOCIATES, INC.
CSENGE ADVISORY GROUP, LLC
J.W. COLE FINANCIAL, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/30/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Sep 2013About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas John Wallace's CRS (Customer Relationship Summary).
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