AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
EH

Eda Rhoda Henries

HENRIES SECURITIES
BROOKLYN, NY
·CRD# 6068281·13 years experience

Professional Summary

Eda Rhoda Henries, who also goes by Eda Rhode Henries, is a registered financial advisor currently at HENRIES SECURITIES located in Brooklyn, New York. Eda is registered as a RR (Registered Representative) and started their career in finance in 2013. Eda has worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 79 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eda Rhode Henries

Blog Corner

Similar Advisors

Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
View profile
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#

Years of Experience

13 years in the financial services industry

Current & Past Employments

HENRIES SECURITIES·CRD# 306152
BD
1. 1667 Saint Marks Avenue, Brooklyn, NY 112332. Brooklyn, NY
July 26, 2021 - Present
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
September 25, 2013 - April 5, 2018

Similar Advisors

Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#

Current Firm

HS
HENRIES SECURITIES

HENRIES & CO | RHODA AND CO LLC | HENRIES SECURITIES

CRD#: 306152 / SEC#: 8-70482
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

1667 Saint Marks Avenue, Brooklyn, NY 11233

Mailing Address

1667 Saint Marks Avenue, Brooklyn, NY 11233

Phone Number

(917) 225-0390

Established

New York since 09/26/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HENRIES & CO GLOBAL LLCMEMBER FIRM—
CARTER, ANA RFINOP, POO, PFO4424794
HENRIES, EDA RHODACHIEF COMPLIANCE OFFICER6068281

Similar Advisors

Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(1/21/2025)
RR
New York
(8/12/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2021About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Mar 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2013About the Series 79 exam

Series 24 — General Securities Principal Examination

Passed May 2021About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Eda Rhoda Henries's CRS (Customer Relationship Summary).

Similar Advisors

Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
Matthew James Borja Wang
Matthew James Borja Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK, NY · CRD#
Benjamin Odessey Stephenson
Benjamin Odessey Stephenson

EQUITABLE ADVISORS, LLC

NEW YORK, NY · CRD#
Jason Matthew Gilbert
Jason Matthew Gilbert

RGA INVESTMENT ADVISORS, LLC

GREAT NECK, NY · CRD#
EH
Follow Eda
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required