Brendan Christopher Dooley
CFP®Professional Summary
Brendan Christopher Dooley, CFP®, who also goes by Brendan Dooley, is a registered financial advisor currently at BUOYANT WEALTH located in Ambler, Pennsylvania. Brendan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brendan has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Risk Management & Insurance
- Financial Planning
- Retirement Planning
- Investment Management
- Business Services
- Tax Planning
Specializations
Biography
Hi there, I want to thank you for looking for a financial adviser on NAPFA. I'm confident you're in the right place if you're looking for financial advice, and I would be honored to talk about what's important to you. I love my work, but I happily exist outside the office too. When I'm not working, you can find me fishing, playing golf, or occasionally snowboarding (out west if possible). I also love burying my...
Other Aliases
Brendan Dooley
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
14 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
BUOYANT WEALTH | MEANINGFUL WEALTH MANAGEMENT LLC | MEANINGFUL WEALTH MANAGEMENT
Contact Information
Main Address
300 Brookside Ave., Building 4 Ste. 125, Ambler, PA 19002Mailing Address
Po Box 411, Flourtown, PA 19031Phone Number
(215) 600-2814# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
125AUM (Assets Under Management)
$24,557,139Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(12/17/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2012About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Brendan Christopher Dooley's CRS (Customer Relationship Summary).
Services Offered by Brendan
- Risk Management & Insurance
- Financial Planning
- Retirement Planning
- Investment Management
- Business Services
- Tax Planning
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