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DF

Devin B. Farrow

DELOITTE CORPORATE FINANCE LLC
CHARLOTTE, NC 28202-4200
Some features on this profile are disabled
CRD#: 6067653
DF

Professional summary

Devin Brent Farrow, CFP®, CIMA®, who also goes by Devin B Farrow, Devin Brent Farrow, is a registered financial professional currently at DELOITTE CORPORATE FINANCE LLC located in Charlotte, North Carolina.

Devin is registered as a RR (Registered Representative) and started their career in finance in 2013. Devin has worked at 5 firms and has passed the Series 63, Series 66, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Devin B Farrow | Devin Brent Farrow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Outside Business: Capital Properties, LLC; Investment Related:No; Address of Outside Business: Fort Worth, Texas; Nature of Outside Business: Rental Property; Position: Owner; Start Date:1/1/2013; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Owner of a single member LLC which owns two rental properties. Name of outside business: Lifestyle Automotive LLC; ADV Category: none of these; Is the business investment related: No. Location of the business: 5326 Queen St N; Description of the business: Automotive Media; Position Title: Owner; Responsibilities Duties: Produce video and photo content; Start date with business: 2021-04-13; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0;

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Devin Brent Farrow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

CIMA®

Certified Investment Management Analyst

Experience

Current

May 30, 2023 - Present

DELOITTE CORPORATE FINANCE LLC

Office #1: 650 S. Tryon Street Suite 1800, Charlotte, NC 28202-4200
BD
CRD#: 111747
CHARLOTTE, NC
Past

April 4, 2019 - January 6, 2023

MERCER GLOBAL ADVISORS INC.

RIA
CRD#: 147363
Clearwater, FL
Past

December 1, 2014 - October 9, 2018

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Fort Worth, TX
Past

November 24, 2014 - December 31, 2017

TD AMERITRADE, INC.

RIA
CRD#: 7870
FORT WORTH, TX
Past

November 17, 2014 - December 31, 2017

TD AMERITRADE, INC.

BD
CRD#: 7870
FORT WORTH, TX
Past

August 6, 2013 - November 4, 2014

FS INVESTMENT SOLUTIONS, LLC

BD
CRD#: 145244
ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/3/2025)
RR
California
(5/30/2023)
RR
Georgia
(7/6/2023)
RR
Illinois
(5/30/2023)
RR
Indiana
(8/11/2025)
RR
Massachusetts
(7/6/2023)
RR
Missouri
(5/21/2024)
RR
New Jersey
(3/12/2024)
RR
New York
(5/30/2023)
RR
North Carolina
(5/30/2023)
RR
Pennsylvania
(2/24/2025)
RR
Texas
(5/30/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 3/7/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/20/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 5/26/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/6/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DC
DELOITTE CORPORATE FINANCE LLC
DELOITTE & TOUCHE CORPORATE FINANCE LLC | DELOITTE CORPORATE FINANCE LLC

CRD#: 111747 / SEC#: , 8-53196

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
111 S. Wacker Drive, Chicago, IL 60606-4301
Mailing Address
111 S. Wacker Drive, Chicago, IL 60606-4301
Phone number
(213) 688-6560
Established
Delaware since 01/02/2001
Firm type
Limited Liability Company
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DELOITTE CORPORATE FINANCE HOLDING LLCPARENT (SOLE MEMBER OF LLC)
FLANIGAN, KEVAN KARLCHIEF COMPLIANCE OFFICER4374936
FRAME, WILLIAM HAMILTON PURVISCHIEF EXECUTIVE OFFICER4377290
RYAN, PATRICK JOSEPHCHIEF FINANCIAL OFFICER / FINOP4701737

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DELOITTE CORPORATE FINANCE LLC

CRD#: 111747Charlotte, NC 28202-4200

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