Joshua A. Stubbolo
FAMILY LEGACY FINANCIAL SOLUTIONS
CARY, NC 27513
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CRD#: 6066642
Professional summary
Joshua Anthony Stubbolo, CFP® is a registered financial advisor currently at FAMILY LEGACY FINANCIAL SOLUTIONS, LLC located in Cary, North Carolina.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Joshua has worked at 4 firms and has passed the Series 65, Series 63, Series 7, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FAMILY LEGACY FINANCIAL SOLUTIONS, 1000 CENTREGREEN WAY STE 190, CARY, NC, 9/2014 AS MANAGING MEMBER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 5/WEEKLY 0/TRADE 2. FAMILY LEGACY FINANCIAL SOLUTIONS, 1000 CENTREGREEN WAY STE 190, CARY, NC, 02/01/2016 MANAGING MEMBER. INVESTMENT RELATED INV REL - 30/WK - 5/TRADING. 3.TRIANGLE TECH NET LLC, 1000 CENTREGREEN WAY STE 190, CARY, NC, 5/2016 AS ORGANIZER OF NETWORKING GROUP, NIR - 2/MO - 0/TRADING. 4. FAMILY LEGACY TAX SOLUTIONS, LLC, 1000 CENTRE GREEN WAY, STE 190, CARY, NC, CPA/ENROLLED AGENT/TAX PREP, 03/12/21, NIR, CEO AND MANAGING PARTNER, 1/MO- 0/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Anthony Stubbolo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
May 13, 2021 - Present
FAMILY LEGACY FINANCIAL SOLUTIONS, LLC
Office #1: 6501 Weston Pkwy Suite #300, Cary, NC 27513RIA
CRD#: 314351
CARY, NC
Past
October 13, 2016 - May 12, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Cary, NC
Past
February 19, 2016 - May 12, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Cary, NC
Past
December 8, 2014 - October 14, 2015
CETERA ADVISORS LLC
BD
CRD#: 10299
MAITLAND, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FL
FAMILY LEGACY FINANCIAL SOLUTIONS, LLC
FAMILY LEGACY FINANCIAL SOLUTIONS, LLC
CRD#: 314351 / SEC#: 801-132388
RIA
Registered Investment Advisory firm - (4/11/2025 Approved)North Carolina
Registered Investment Advisory firm - (4/24/2025 Terminated)Texas
Registered Investment Advisory firm - (6/28/2021 Conditional Restricted)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(5/13/2021)
IAR
Texas(7/2/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FL
FAMILY LEGACY FINANCIAL SOLUTIONS, LLC
FAMILY LEGACY FINANCIAL SOLUTIONS, LLC
CRD#: 314351 / SEC#: 801-132388
RIA
Registered Investment Advisory firm - (4/11/2025 Approved)North Carolina
Registered Investment Advisory firm - (4/24/2025 Terminated)Texas
Registered Investment Advisory firm - (6/28/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6501 Weston Pkwy Suite #300, Cary, NC 27513
Mailing Address
Phone number
(919) 379-9000
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 756 |
| AUM (Assets Under Management) | $ 140,000,000 |
Red Flags
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Company Information
FAMILY LEGACY FINANCIAL SOLUTIONS, LLC
CRD#: 314351Cary, NC 27513TRUST BUT VERIFY
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