Carolyn L. Balzano
Professional summary
Carolyn Leigh Balzano, who also goes by Carolyn Leigh Finocchi, Carolyn Finocchi, is a registered financial advisor currently at FIFTH THIRD WEALTH ADVISORS LLC located in Charlotte, North Carolina.
Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Carolyn has worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carolyn Leigh Balzano's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2022 - Present
FIFTH THIRD WEALTH ADVISORS LLC
Office #1: 201 North Tryon Street, Charlotte, NC 28202Primary Firm SEC Registration
FIFTH THIRD WEALTH ADVISORS LLC
CRD#: 313015 / SEC#: 801-122096
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/12/2022)
(9/13/2022)
(1/11/2024)
Exams
Current Firm
FIFTH THIRD WEALTH ADVISORS LLC
CRD#: 313015 / SEC#: 801-122096
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,333 |
| AUM (Assets Under Management) | $ 6,079,418,273 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 01/24/2025 | ||
| 10/27/2023 | ||
| 03/29/2023 |
Red Flags
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