Bernard E Tomasky Ii

OSAIC WEALTH, INC.

SILVER SPRING, MD · CRD#

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Arlington, VA · CRD#

WELLS FARGO CLEARING SERVICES, LLC

WASHINGTON, DC · CRD#

EAGLE STRATEGIES LLC

DERWOOD, MD · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years registered in the securities industry

Current & Past Employments

Current

AMERIPRISE FINANCIAL SERVICES, LLCCurrent·CRD# 6363

RIA

BD

1. 211 N Union Street Suite 100 Suite 109 & 121, Alexandria, VA 22314-26432. Washington, D.c., DC

September 10, 2025 - Present

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Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363 / SEC#: 801-28543, 8-16791

RIA

Registered Investment Advisory firm - SEC (12/5/1986 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

901 3rd Avenue South, Minneapolis, MN 55402

Mailing Address

5221 Ameriprise Financial Center, Minneapolis, MN 55474

Phone Number

(612) 671-3131

Established

Delaware since 06/14/1971

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

14,056

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Part 2 Brochures

AMERIPRISE MANAGED ACCOUNTS AND FINANCIAL PLANNING SERVICE (9/25/2026)

AMERIPRISE FINANCIAL PLANNING SERVICES (9/25/2026)

AMERIPRISE MANAGED ACCOUNTS (9/25/2026)

AMERIPRISE FINANCIAL PLANNING SERVICE - DIVORCE FINANCIAL ANALYSIS SUPPLEMENT (3/27/2026)

AMERIPRISE PREMIER RETIREMENT INCOME (3/27/2026)

AMERIPRISE FINANCIAL PLANNING SERVICE - LIMITED CONSULTING SERVICES SUPPLEMENT (3/27/2026)

AMERIPRISE RETIREMENT PLAN CONSULTING SERVICES (3/27/2026)

AMERIPRISE FINANCIAL PLANNING SERVICES - FLEXIBLE SERVICE SUPPLEMENT (3/27/2026)

AMERIPRISE FINANCIAL PLANNING SERVICE - CONSULTING SERVICE SUPPLEMENT (3/27/2026)

Direct owners and executive officers

Name	Position	CRD#
AMPF HOLDING, LLC	SHAREHOLDER	—
ALVERO, GUMER CRUZ	BOARD DIRECTOR	1975307
DOREN, MITCHELL DAVID	REGION VICE PRESIDENT (TEXAS DESIGNATED OFFICER)	2129844
EHELE, STEPHEN JR	DIRECTOR, SENIOR VICE PRESIDENT, CHIEF OPERATING OFFICER - FIELD	1780604
FLANSBURG, BRETT	SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	3179474
GERDES, JOSEPH FRANCIS	CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATING OFFICER	2391989
HORWITH, THEODORE ROBERT	VICE PRESIDENT - CONTROLLER, CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER	3257001
WILLIAMS, WILLIAM JERRYL	PRESIDENT, DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER	1954117

Regulatory Assets Under Management

Total Number of Accounts

2,424,045

AUM (Assets Under Management)

$660,474,421,776

Disclosures

Regulatory Event

80

Civil Event

1

Arbitration

103

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2026	Cover Page	Report
08/19/2025	Cover Page	Report
09/23/2024	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363 / SEC#: 801-28543, 8-16791

RIA

Registered Investment Advisory firm - SEC (12/5/1986 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

District of Columbia
(9/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2025About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

AMERIPRISE FINANCIAL SERVICES, LLC — Registered Investment Advisory firm

Version Date: Sat, Sep 23, 2023

When you choose to work with your Ameriprise financial advisor and Ameriprise Financial Services, LLC, our goal is to help you plan for a confident financial future.

We are proud to adhere to the consumer protection principles of important industry organizations. By choosing us, you are working with a firm that is registered with the Securities and Exchange Commission (SEC) as both an investment adviser and a broker-dealer. We are also a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

We’re providing this summary to help you choose products and services that are right for you and understand the differences and fees associated with them.

We offer both advisory and brokerage services through a nationwide network of Ameriprise financial advisors. Below is a description of those services:

Financial planning is an advisory service where you and your financial advisor discuss your financial goals, needs and values. You will receive ongoing advice and financial planning analysis, including recommendations that align with your goals and needs. Together, we will monitor your progress relative to your goals at least annually.

Managed accounts provide you an advisory service with access to an array of investments in one coordinated portfolio, allocated according to your needs, with ongoing financial advice and portfolio reviews. You will need to meet minimum investment requirements, which vary by program. Working with your advisor, you will choose a managed account with either discretionary or non-discretionary investment advisory services.

With a discretionary managed account, you give authority for our firm, another investment manager, or your financial advisor to purchase and sell investments on your behalf. You do not decide on each investment and you do not need to approve each transaction.
With a non-discretionary managed account, your financial advisor will make recommendations to purchase and sell investments, but you decide on each investment and you must approve each transaction.

Working with you, we will monitor the investments in your managed account, including asset allocation, holdings and risk tolerance, as well as your progress relative to your investment goals for that account at least annually.

Investment products available to you Every investment product we offer meets our established evaluation criteria. We consider multiple factors including client needs, business priorities, risk and alignment with our business model. While we offer a wide range of investment products including mutual funds, stocks, bonds, alternative investments and annuities, we don’t offer all products available in the marketplace.

Questions to ask your Professional:

Given my financial situation, should I choose an investment advisory service? Should I choose a brokerage service? Should I choose both types of services? Why or why not?
How will you choose investments to recommend to me?
What is your relevant experience, including your licenses, education and other qualifications? What do these qualifications mean?

Financial planning

You will either pay a fixed dollar amount or asset-based fee for financial planning services. For most financial plans, the amount will vary based on the complexity of your personal situation and the advice you are seeking. These fees may be paid monthly, quarterly or annually.

Managed account

In a managed account, you will pay an asset-based fee, which is based on a percentage of your account value, charged in advance and assessed monthly. The exact percentage you pay takes into account factors such as the size of your account and the complexity of your situation. Because of that, the dollar amount you pay will generally increase with the value of your account, and we have an incentive to encourage you to increase assets in your account. Depending on the managed account program you select, the asset-based fee includes:

An advisory fee that you determine with your financial advisor.
Costs for the work we do to maintain our platform.
Fees you pay to an additional investment manager that you may choose to select.

In addition to those described above, you may have different expenses based on the products and services you choose. You may also pay for additional services you request, such as wire transfers.

Impact of fees on your investments
You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please make sure you understand what fees and costs you are paying.

At Ameriprise, all clients have an opportunity to discuss key financial goals with their financial advisor and track one or two priority goals online at no additional cost. As you continue to work together, you may choose to receive more comprehensive advice from your advisor through a financial planning relationship, as appropriate for your personal situation and financial goals.

Questions to ask your Professional:

Help me understand how these fees and costs might affect my investments. If I give you $10,000 to invest, how much will go to fees and costs, and how much will be invested for me?

When we provide you with a recommendation as your broker-dealer or act as your investment adviser, we have to act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the recommendations and investment advice we provide you. Here are some examples to help you understand what this means.

When you purchase an investment product such as a mutual fund or annuity that includes internal fees for management and other services, Ameriprise earns more money than if you purchase an investment that does not have internal fees such as a stock or bond. This is because Ameriprise generally receives a portion of these fees from the service providers to these investment products, which helps fund the cost of maintaining accounts and offering an investment platform to our clients.
When you hold a brokerage or advisory account with us, we’ll earn revenue on your cash within our sweep programs. If your cash is swept to our affiliated bank, then Ameriprise Bank, FSB earns “spread revenue” — the difference between the revenue it earns and the interest it pays you — on your deposits. This spread revenue compensates our bank for the operational costs and risks it bears. Our affiliated clearing brokerdealer receives revenue sharing from our mutual fund sweep program and receives payments from third-party banks with respect to our multi-bank sweep program.
When you purchase an investment product from a company affiliated with Ameriprise, we receive revenue associated with the fees charged by the product for the services provided to you. Examples of affiliated products include: Columbia Threadneedle investments, RiverSource annuities or life insurance and Ameriprise certificates.
Certain products we offer, such as individual bonds, can be purchased from or sold directly to our affiliated clearing broker-dealer through what is referred to as a principal trade. By conducting a principal trade, we are often able to provide greater liquidity and access to securities. Our clearing broker-dealer affiliate generally receives more compensation from principal trades than trades that occur in the market.

Questions to ask your Professional:

How might your conflicts of interest affect me, and how will you address them?

Our financial advisors are compensated differently depending on their affiliation with us and the type of products and services they provide to you.

With investment advisory services, including both financial planning and managed accounts, your financial advisor receives a percentage of any advisory fees you pay.
With brokerage services, your financial advisor receives a percentage of the brokerage commissions you pay and ongoing fees from certain investment products you may hold.
The percentage of payments described above varies based on the amount of commissions your financial advisor generates annually, number of clients and assets under management.
Some financial advisors also receive a salary from us.

Most of our financial advisors receive gifts and entertainment from the sponsors of products we offer, though we restrict the amount they are allowed to receive consistent with industry regulations.

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