Stephen Ehele Jr
CFP®Professional Summary
Stephen Ehele JR, CFP®, who also goes by Stephen Ehele Jr, is a registered financial advisor currently at AMERIPRISE FINANCIAL SERVICES, LLC located in Charlotte, North Carolina and AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Charlotte, North Carolina. Stephen is registered as a RR (Registered Representative) and started their career in finance in 2001. Stephen has worked at 3 firms and has passed the SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephen Ehele Jr
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | NATIONAL INVESTMENT SERVICES, INC. | IDS INVESTMENT SERVICES, INC.
Contact Information
Main Address
901 3rd Avenue South, Minneapolis, MN 55402Mailing Address
5221 Ameriprise Financial Center, Minneapolis, MN 55474Phone Number
(612) 671-3662Established
Minnesota since 04/13/1990Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | — |
| ALVERO, GUMER CRUZ | DIRECTOR | 1975307 |
| CARR, GREGORY GERARD | CHAIRMAN, DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| HORWITH, THEODORE ROBERT | VICE PRESIDENT - CONTROLLER, CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 3257001 |
| KERSWILL, HEATHER MARIE | VP OF SERVICE & OPERATIONS RISK | 5044905 |
| SHEEHAN, RICHARD | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3096567 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephen Ehele JR's CRS (Customer Relationship Summary).
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