Margene C. Shullaw
Professional summary
Margene C Shullaw, who also goes by Margene Catherine Deutmeyer, is a registered financial professional currently at AW SECURITIES located in Riverwoods, Illinois.
Margene is registered as a RR (Registered Representative) and started their career in finance in 2017. Margene has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Margene C Shullaw's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2022 - Present
AW SECURITIES
Office #1: 2610 Lake Cook Road Suite 250, Riverwoods, IL 60015October 27, 2017 - August 16, 2022
SECURITIES AMERICA, INC.
August 1, 2017 - October 27, 2017
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2022)
Exams
FINRA
Current Firm
AW SECURITIES
CRD#: 103747 / SEC#: 801-69038, 8-52250
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLWORTH FINANCIAL GROUP, L.P. | GENERAL PARTNER | |
| BEATON, DANIEL STEWART | FINOP | 4240769 |
| FRIZE, BERNARD JOSEPH JR | CHIEF COMPLIANCE OFFICER - BD | 2366022 |
| GAMBLE, COREY C | CHIEF COMPLIANCE OFFICER - IA/ENTERPRISE CCO | 4919573 |
| GREENBERG, BARRY YALE | CHIEF LEGAL COUNSEL | 5863733 |
| GRIGSBY, GARY LAWSON | CEO | 3167632 |
| TAYLOR, KRISTIAN LEIGH | VICE PRESIDENT- OPERATIONS | 4163800 |
Red Flags
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