Miro Fain
STRATEGIC ADVISERS LLC | Financial Consultant
NEW ROCHELLE, NY
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CRD#: 6049272
Professional summary
Miro Fain is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New Rochelle, New York and FIDELITY BROKERAGE SERVICES LLC located in Scarsdale, New York.
Miro is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Miro has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Biography
I strive to build lifetime relationships with my clients founded on trust and a deep understanding of their financial situations. My clients benefit from having a trusted confidant when making difficult financial decisions. Proactive planning creates a blueprint for long-term wealth and it's my job to keep them grounded when uncertainty strikes the markets. I commit to ongoing and transparent communication to support clients as we work towards their goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Miro Fain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Pace University
Bachelor of Business Administration - Administration
2009
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 799 Central Park Ave Greenville Shopping Center, Scarsdale, NY 10583-2507RIA
CRD#: 104555
NEW ROCHELLE, NY
Current
July 24, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 799 Central Park Ave. Greenville Shopping Center, Scarsdale, NY 10583BD
CRD#: 7784
SCARSDALE, NY
Past
October 18, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SCARSDALE, NY
Past
October 1, 2012 - April 26, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MOUNT VERNON, NY
Past
May 17, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
MOUNT VERNON, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/19/2018)
RR
Colorado(4/27/2020)
RR
Connecticut(7/24/2013)
RR
Delaware(8/30/2021)
RR
District of Columbia(4/30/2020)
RR
Florida(10/29/2015)
RR
Georgia(11/12/2020)
RR
Hawaii(11/9/2023)
RR
Kentucky(3/6/2024)
RR
Maryland(2/16/2021)
RR
Massachusetts(4/24/2020)
RR
New Hampshire(5/16/2022)
RR
New Jersey(7/24/2013)
RR
New York(7/24/2013)
IAR
New York(3/31/2025)
RR
North Carolina(4/29/2020)
RR
Rhode Island(6/18/2018)
RR
South Carolina(3/14/2024)
RR
Virginia(7/31/2018)
RR
Washington(10/2/2023)
RR
Wisconsin(3/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555New Rochelle, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
