Jeremy S. Watts

FRANKLIN DISTRIBUTORS

Austin, TX

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CRD#: 6045503

Professional summary

Jeremy Seth Watts, CIMA®, who also goes by Jeremy Seth Watts, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Austin, Texas.

Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2012. Jeremy has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeremy Seth Watts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Seth Watts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

April 3, 2025 - Present

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

Austin, TX

Past

July 11, 2023 - April 4, 2025

HARTFORD FUNDS

RIA

CRD#: 147746

Westfield, IN

Past

July 10, 2023 - April 4, 2025

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

WAYNE, PA

Past

September 13, 2013 - June 16, 2023

CAPITAL CLIENT GROUP, INC.

RIA

CRD#: 6247

CARMEL, IN

Past

May 3, 2012 - June 16, 2023

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

CARMEL, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Indiana
(4/3/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 9/13/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/24/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/2/2012

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

One Franklin Parkway, San Mateo, CA 94403

Mailing Address

1201 Wills Street, Baltimore, MD 21231

Phone number

(800) 632-2350

Established

Delaware since 12/01/2000

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLETON WORLDWIDE, INC.	SHAREHOLDER
CIEPRISZ, KENNETH DAVID	CHIEF COMPLIANCE OFFICER	2303713
GAMBA, DANIEL ERNESTO	CHIEF EXECUTIVE OFFICER	4594704
MASOM, JEFFREY SCOTT	PRESIDENT-DIRECTOR	2870966
PATERSON, DAVID	CHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL	7001546

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeremy S. Watts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeremy Seth Watts's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARTFORD FUNDS

HARTFORD FUNDS DISTRIBUTORS, LLC

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/13/2013

Series 63

Date: 5/11/2012

Series 7TO

Date: 2/24/2023

SIE

Date: 10/1/2018

Series 6

Date: 5/2/2012

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRANKLIN DISTRIBUTORS, LLC

TRUST BUT VERIFY

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