David A. Peslak
Professional summary
David Alexander Peslak is a registered financial professional currently at FAIRMOUNT PARTNERS LP located in Radnor, Pennsylvania.
David is registered as a RR (Registered Representative) and started their career in finance in 2012. David has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Alexander Peslak's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2015 - Present
FAIRMOUNT PARTNERS LP
Office #1: 555 East Lancaster Avenue Suite 640, Radnor, PA 19087August 14, 2013 - July 21, 2015
ALANTRA, LLC
September 28, 2012 - August 6, 2013
KPMG CORPORATE FINANCE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2020)
Exams
FINRA
Current Firm
FAIRMOUNT PARTNERS LP
CRD#: 146668 / SEC#: , 8-67839
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCCARTHY, CORNELIUS PATRICK III | CHIEF EXECUTIVE OFFICER | 2153332 |
| THATCHER, RICHARD W JR | MANAGING DIRECTOR | |
| ROBINS, CHARLES MATTHEW | MANAGING DIRECTOR | 2444830 |
| FAIRMOUNT PARTNERS GP INC. | GP | |
| HALLIDAY, CHRISTINA MARIE | VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2769112 |
| SIMON, LINDA DAHMS MRS | CHIEF COMPLIANCE OFFICER | 59900 |
Red Flags
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