Brent T. Williams
Professional summary
Brent Taylor Williams is a registered financial professional currently at FIRST SOUTHERN, LLC located in Guaynabo, .
Brent is registered as a RR (Registered Representative) and started their career in finance in 2012. Brent has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 79TO, Series 7TO, SIE, Series 34, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brent Taylor Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 3, 2024 - Present
FIRST SOUTHERN, LLC
Office #1: 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968-1772April 21, 2022 - January 8, 2025
REGIMENT SECURITIES, LLC.
August 1, 2020 - April 11, 2022
HIGHWATER FINANCIAL, LLC
July 22, 2016 - April 12, 2017
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 1, 2014 - April 23, 2016
TRADESTATION SECURITIES, INC.
June 19, 2013 - October 17, 2013
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
June 19, 2013 - October 17, 2013
RESOURCE HORIZONS GROUP LLC
October 10, 2012 - June 12, 2013
SIGNATOR INVESTORS, INC.
April 2, 2012 - June 12, 2013
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2024)
Exams
Series 79TO
Date: 9/11/2020
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 8/1/2020
General Securities Representative ExaminationFINRA
Current Firm
FIRST SOUTHERN, LLC
CRD#: 282756 / SEC#: , 8-69733
Contact information
FINRA licenses (35 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENT, INC. | SHAREHOLDER | |
| HEEHAW INC. | SHAREHOLDER | |
| VSPR, INC. | SHAREHOLDER | |
| PAGAN MARXUACH, RAFAEL ANTONIO | OWNER | 2863850 |
| HAWK, WILLIAM HEATH | PRESIDENT/CEO/MANAGING MEMBER | 2494928 |
| JACKELS, STEPHANIE KANE | FINOP/PFO | 5928877 |
| JONES, SHARON DOSTER | CHIEF COMPLIANCE OFFICER | 3124470 |
| SFYRIS, VASILEIOS ALEXIOS | MANAGING MEMBER/POO | 4026992 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRST SOUTHERN, LLC
CRD#: 282756Guaynabo, PR 00968-1772TRUST BUT VERIFY
Monitor Brent Williams
Get automatic monthly alerts on:
