Ralph A Milne
Professional Summary
Ralph A Milne, who also goes by Ralph Anthony Milne, is a registered financial advisor currently at REGIONAL INVESTMENT SERVICES, INC. located in Orlando, Florida. Ralph is registered as a RR (Registered Representative) and started their career in finance in 2012. Ralph has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 27, Series 24, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ralph Anthony Milne
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
REGIONAL INVESTMENT SERVICES, INC.
Contact Information
Main Address
333 S Garland Ave Suite 1500, Orlando, FL 32801Mailing Address
333 S Garland Ave Suite 1500, Orlando, FL 32801Phone Number
(407) 630-8725Established
Ohio since 01/19/1999Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/19/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Feb 2013About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2013About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ralph A Milne's CRS (Customer Relationship Summary).
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