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WM

William Hugh Mccauley Jr

REGIONAL INVESTMENT SERVICES

Orlando, FL

·CRD# 5267440·19 years experience

Professional Summary

William Hugh Mccauley JR, who also goes by William Hugh Mccauley Jr., William Hugh Mccauley, William Mccauley, is a registered financial advisor currently at REGIONAL INVESTMENT SERVICES, INC. located in Orlando, Florida. William is registered as a RR (Registered Representative) and started their career in finance in 2007. William has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William Hugh Mccauley Jr., William Hugh Mccauley, William Mccauley

Blog Corner

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What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

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Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

REGIONAL INVESTMENT SERVICES, INC.·CRD# 46929

BD

333 S Garland Ave. Suite 1500, Orlando, FL 32801

January 5, 2022 - Present

IFP SECURITIES, LLC·CRD# 297287

BD

Tampa, FL

February 15, 2019 - January 27, 2020

LPL FINANCIAL LLC·CRD# 6413

BD

Tampa, FL

July 13, 2018 - April 3, 2019

TRANSAMERICA CAPITAL, LLC·CRD# 8217

BD

St. Petersburg, FL

January 26, 2016 - January 26, 2017

CLARK SECURITIES, INC.·CRD# 43803

BD

Greensboro, NC

August 20, 2014 - September 9, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164

BD

St Petersburg, FL

May 2, 2012 - January 19, 2017

MMLISI FINANCIAL ALLIANCES, LLC·CRD# 119003

BD

Springfield, MA

March 19, 2008 - April 17, 2012

MML DISTRIBUTORS, LLC·CRD# 38030

BD

Springfield, MA

December 7, 2007 - April 17, 2012

MML INVESTORS SERVICES, LLC·CRD# 10409

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Springfield, MA

December 6, 2007 - April 17, 2012

SIGNATOR INVESTORS, INC.·CRD# 468

BD

Boston, MA

March 19, 2007 - December 5, 2007

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Current Firm

RI

REGIONAL INVESTMENT SERVICES, INC.

REGIONAL INVESTMENT SERVICES, INC.

CRD#: 46929 / SEC#: 8-51588

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

333 S Garland Ave Suite 1500, Orlando, FL 32801

Mailing Address

333 S Garland Ave Suite 1500, Orlando, FL 32801

Phone Number

(407) 630-8725

Established

Ohio since 01/19/1999

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LONGEVITY MARKET ADVISORS, LLC	OWNER	—
MCCAULEY, WILLIAM HUGH JR	CFO	5267440
MCCAULEY, WILLIAM HUGH JR	PRESIDENT	5267440
MILNE, RALPH A	CHIEF COMPLIANCE OFFICER, AMLCO	6034910

Disclosures

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(11/25/2025)

RR

Alaska
(11/25/2025)

RR

Arizona
(11/25/2025)

RR

Arkansas
(11/25/2025)

RR

California
(11/25/2025)

RR

Colorado
(11/25/2025)

RR

Connecticut
(11/25/2025)

RR

Delaware
(11/25/2025)

RR

District of Columbia
(11/25/2025)

RR

Florida
(1/5/2022)

RR

Georgia
(11/25/2025)

RR

Hawaii
(11/25/2025)

RR

Idaho
(11/25/2025)

RR

Illinois
(11/25/2025)

RR

Indiana
(11/25/2025)

RR

Iowa
(11/25/2025)

RR

Kansas
(11/25/2025)

RR

Kentucky
(11/25/2025)

RR

Louisiana
(11/25/2025)

RR

Maine
(11/25/2025)

RR

Maryland
(11/25/2025)

RR

Massachusetts
(11/25/2025)

RR

Michigan
(11/25/2025)

RR

Minnesota
(11/25/2025)

RR

Mississippi
(11/25/2025)

RR

Missouri
(11/25/2025)

RR

Montana
(11/25/2025)

RR

Nebraska
(11/25/2025)

RR

Nevada
(11/25/2025)

RR

New Hampshire
(11/25/2025)

RR

New Jersey
(11/25/2025)

RR

New Mexico
(11/25/2025)

RR

New York
(11/25/2025)

RR

North Carolina
(11/26/2025)

RR

North Dakota
(11/25/2025)

RR

Ohio
(11/26/2025)

RR

Oklahoma
(11/25/2025)

RR

Oregon
(11/25/2025)

RR

Pennsylvania
(11/25/2025)

RR

Rhode Island
(11/25/2025)

RR

South Carolina
(11/25/2025)

RR

South Dakota
(11/25/2025)

RR

Tennessee
(11/25/2025)

RR

Texas
(11/25/2025)

RR

Utah
(11/25/2025)

RR

Vermont
(11/25/2025)

RR

Virginia
(11/25/2025)

RR

Washington
(11/25/2025)

RR

West Virginia
(11/25/2025)

RR

Wisconsin
(11/25/2025)

RR

Wyoming
(11/25/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2020About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2019About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2008About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2008About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2007About the Series 27 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William Hugh Mccauley JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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WM

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