DH
David Hsieh
KESTRA ADVISORY SERVICES
Mountain View, CA 94040
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CRD#: 6034038
DH
Professional summary
David Hsieh is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Mountain View, California and KESTRA INVESTMENT SERVICES, LLC located in Mountain View, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. David has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/23/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: 335 W. THOMSON AVE LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/26/2024 ADDRESS: 335 W Thomson Ave, Sonoma CA 95476, United States DESCRIPTION: ensure that property is rented and tenant's needs are met. Name: BEACON WEALTH ADVISORY POSITION: Managing Director, Founder NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/23/2025 ADDRESS: 800 West El Camino Real, Ste 180, Mountain View CA 94040, United States DESCRIPTION: Manage the business strategy and growth of Beacon Wealth Advisory, including activities such as managing client relationships, organic client growth, the hiring of other advisors and employees. Name: BILLY BOB AND JOE INVESTMENTS INC. POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2024 ADDRESS: 2918 Croft Dr., San Jose CA 95148, United States DESCRIPTION: There isn't any work related to this as any time invested is in the individual investment property LLCs. Name: TRAVEL HIKE AND EAT POSITION: Owner, founder NATURE: Travel and Hiking Social Group INVESTMENT RELATED: No # OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2025 ADDRESS: 2918 Croft Dr., San Jose CA 95148, United States DESCRIPTION: Organize weekend hikes and travel. I also organize 2 trips a year that members can join. I do not charge money for this activity and partner with tour operators that put the trips together and collect the funds to pay for the trips - ie., the members pay for the trips directly to the tour operator. Name: FISCUS BILLING INC. POSITION: 50% owner NATURE: medical billing services INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/24/2025 ADDRESS: 800 W. El Camino Real, Ste 180, Mountain View CA 94040, United States DESCRIPTION: provide financial operating guidance and participate in the strategy and development of the marketing.
CRS (Client Relationship Summary) - RIA
Click below to view David Hsieh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 800 W. El Camino Real Suite 180, Mountain View, CA 94040RIA
CRD#: 283330
Mountain View, CA
Current
September 23, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 800 W. El Camino Real Ste 180, Mountain View, CA 94040BD
CRD#: 42046
Mountain View, CA
Past
November 21, 2022 - October 14, 2025
STIFEL INDEPENDENT ADVISORS, LLC
RIA
CRD#: 28218
Mountain View, CA
Past
November 21, 2022 - October 14, 2025
STIFEL INDEPENDENT ADVISORS, LLC
BD
CRD#: 28218
Mountain View, CA
Past
November 8, 2016 - November 30, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
REDWOOD CITY, CA
Past
November 8, 2016 - November 30, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
REDWOOD CITY, CA
Past
May 21, 2012 - November 9, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MENLO PARK, CA
Past
April 21, 2012 - November 9, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MENLO PARK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/23/2025)
RR
California(9/23/2025)
IAR
California(9/23/2025)
RR
Colorado(9/23/2025)
RR
Florida(9/23/2025)
RR
Georgia(9/23/2025)
RR
Hawaii(9/24/2025)
RR
Indiana(9/23/2025)
RR
Nevada(9/23/2025)
RR
New Jersey(9/23/2025)
RR
New York(9/23/2025)
RR
North Carolina(10/16/2025)
RR
Texas(9/23/2025)
IAR
Texas(9/23/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Mountain View, CA 94040TRUST BUT VERIFY
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