Michael T. Carmody
Professional summary
Michael Taylor Carmody, who also goes by Michael Taylor Carmody Mr., Michael Carmody, Michael T Carmody, Mike Carmody, is a registered financial professional currently at HALO SECURITIES, LLC located in Chicago, Illinois.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2012. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Taylor Carmody's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2026 - Present
HALO SECURITIES, LLC
Office #1: 200 West Jackson Suite 1800, Chicago, IL 60606July 9, 2025 - January 20, 2026
JOHNSTONE BROKERAGE SERVICES, LLC
September 12, 2024 - July 18, 2025
THE LEADERS GROUP, INC.
July 30, 2021 - January 10, 2024
CHARLES SCHWAB & CO., INC.
March 9, 2015 - March 6, 2020
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
May 30, 2013 - September 13, 2013
CURIAN CAPITAL, LLC
March 12, 2012 - December 3, 2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/18/2026)
(5/18/2026)
Exams
FINRA
Current Firm
HALO SECURITIES, LLC
CRD#: 279029 / SEC#: , 8-69655
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.