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Edward Gregory Samson

POLYGON CAPITAL ADVISORS

SAUSALITO, CA

·CRD# 2041321·31 years experience

Professional Summary

Edward Gregory Samson, who also goes by Edward G Samson, Edward Gregory Samson Mr., Edward Gregory Samson, is a registered financial advisor currently at POLYGON CAPITAL ADVISORS, LLC located in Sausalito, California and MATRIX 360 DISTRIBUTORS, LLC located in Fairway, Kansas. Edward is registered as a RR (Registered Representative) and started their career in finance in 1996. Edward has worked at 30 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edward G Samson, Edward Gregory Samson Mr., Edward Gregory Samson

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

POLYGON CAPITAL ADVISORS, LLC·CRD# 159143

BD

15 Second Street #9, Sausalito, CA 94965

May 27, 2022 - Present

MATRIX 360 DISTRIBUTORS, LLC·CRD# 159715

BD

4300 Shawnee Mission Parkway, Suite 100, Fairway, KS 66205

October 7, 2022 - Present

WWF SECURITIES, LLC·CRD# 312763

BD

Detroit, MI

October 24, 2022 - Present

WALNUT CREEK CAPITAL ADVISORS, LLC·CRD# 131856

BD

2100 Riveredge Pkwy Suite 1230, Atlanta, GA 30328

January 5, 2025 - Present

J.M LUMMIS SECURITIES, INC.·CRD# 43818

BD

50 Locust Ave, New Canaan, CT 06840

January 17, 2025 - Present

GOLDEN EAGLE SECURITIES, INC.·CRD# 19586

BD

845 United Nations Plaza Suite 19f, New York, NY 10017

February 7, 2025 - Present

IB CAPITAL LLC·CRD# 315886

BD

51 Kings Court Ph, San Juan, PR 00911

August 15, 2025 - Present

PANTEK SECURITIES LLC·CRD# 302091

BD

954 Ave Ponce De Leon, Suite #403b, San Juan, PR 00907

December 8, 2025 - Present

HALO SECURITIES, LLC·CRD# 279029

BD

200 West Jackson Suite 1800, Chicago, IL 60606

April 24, 2026 - Present

DONNELLY PENMAN & PARTNERS·CRD# 104448

BD

63 Kercheval Avenue, Suite 112, Grosse Pointe Farms, MI 48236

May 7, 2026 - Present

IASG ALTERNATIVES, LLC·CRD# 175478

BD

141 West Jackson Blvd Suite 1940, Chicago, IL 60604

May 11, 2026 - Present

AEG CAPITAL, LLC·CRD# 168097

BD

200 W. Madison Street, Suite 2410, Chicago, IL 60606

May 21, 2026 - Present

VISTA POINT ADVISORS, LLC·CRD# 157502

BD

555 Mission Street Suite 2650, San Francisco, CA 94105

May 28, 2026 - Present

SCRED SECURITIES US LLC·CRD# 332432

BD

3070 Rasmussen Road, Suite 160, Park City, UT 84098

July 7, 2026 - Present

CAPELLA SECURITIES LLC·CRD# 174167

BD

Smithtown, NY

August 22, 2025 - April 2, 2026

OSAIC WEALTH, INC.·CRD# 23131

RIA

Scottsdale, AZ

October 11, 2024 - June 20, 2025

PAS CAPITAL, LLC·CRD# 41498

BD

Fox River Grove, IL

May 1, 2020 - October 7, 2022

REDTAIL CAPITAL MARKETS, LLC·CRD# 169781

BD

West Bloomfield, MI

December 5, 2019 - February 24, 2020

CASTLE PLACEMENT, LLC·CRD# 189511

BD

Long Beach, NY

January 10, 2019 - October 2, 2024

TOUSSAINT CAPITAL PARTNERS, LLC·CRD# 130290

BD

Freehold, NJ

January 25, 2018 - April 23, 2018

HUNNICUTT & CO. LLC·CRD# 20576

BD

New York, NY

February 13, 2017 - February 16, 2023

INDIANA MERCHANT BANKING AND BROKERAGE CO., INC.·CRD# 16315

BD

Indianapolis, IN

April 1, 2014 - October 31, 2015

ETF DISTRIBUTORS LLC·CRD# 166181

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New York, NY

August 22, 2013 - May 6, 2015

HFP CAPITAL MARKETS LLC·CRD# 44351

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New York, NY

September 23, 2011 - July 18, 2012

EASTBROOK CAPITAL GROUP LLC·CRD# 39781

BD

New York, NY

March 27, 2009 - September 23, 2009

AMERICAN PORTFOLIOS ADVISORS, INC·CRD# 112697

RIA

Holbrook, NY

March 9, 2009 - October 11, 2024

FUSION ANALYTICS SECURITIES LLC·CRD# 124245

BD

Coral Springs, FL

April 18, 2008 - September 12, 2018

ON POINT EXECUTIONS, LLC·CRD# 132390

BD

New York, NY

April 19, 2007 - November 9, 2009

EASTBROOK CAPITAL GROUP LLC·CRD# 39781

BD

New York, NY

November 17, 2005 - August 8, 2006

TAFFERER TRADING, LLC·CRD# 36816

BD

New York, NY

April 22, 2004 - November 16, 2005

EASTBROOK CAPITAL GROUP LLC·CRD# 39781

BD

New York, NY

January 2, 1997 - April 16, 2004

DUKE & CO., INC.·CRD# 8035

BD

New York, NY

April 23, 1996 - January 4, 1997

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Current Firm

SS

SCRED SECURITIES US LLC

SCRED SECURITIES LLC | SCRED SECURITIES US LLC

CRD#: 332432 / SEC#: 8-71275

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

3070 Rasmussen Road, Suite 160, Park City, UT 84098

Mailing Address

3070 Rasmussen Road, Suite 160, Park City, UT 84098

Phone Number

(646) 468-1841

Established

Delaware since 07/15/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MAYFAIR POINTE FINANCIAL LLC	SOLE MEMBER	—
RAE, CHRISTOPHER DAVID	PRINCIPAL SUPERVISOR, CCO, COO	4431180
SAMSON, EDWARD GREGORY	FINOP, PFO, POO	2041321
SCHRAFF, JOHN JOSEPH JR	CHIEF EXECUTIVE OFFICER	1764552

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)EDWARD GREGORY & ASSOCIATES, LLC. OWNER- Accounting and financial consulting NOVEMBER 1, 2002 10 HOURS A MONTH NONE ACCOUNTING AND CONSULTING NON INVESTMENT RELATED 2)OSAIC WEALTH, INC. 4 HOURS PER MONTH INVESTMENT RELATED 3)WWF Securities, LLC yes brokerage Consultant; FINOP 2/1/2022 2 hours per week 0 hours per week FINOP 4) Polygon Capital Advisors, LLC, LLC yes 15 Second Street #9 Sausalito, Ca 94965 Brokerage Consultant (FINOP) 5/12/2022 2 hrs a week 0 FINOP 5) Matrix 360 Distributors LLC yes 4300 Shawee Mission Parkway, Suite 100, Fairway, KS. 66205 Brokerage Consultant; FINOP 10/4/2022 2 hours 0 FINOP 6) Walnut Creek Capital Advisors, LLC - Atlanta GA - FinOp Consultant; 2 hours per month; 01/2025 7) JM Lummis Securities, LLC - New Canann Ct - Finop Consultant; 4 hours per month; 01/25 8) Real estate agent - Centry 21 NJ 9) Golden Eagle Securities - New York, NY - FinOP Consultant; 2-3 hours/ month; 02/2025

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1996About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2024About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2020About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2000

Series 7 — General Securities Representative Examination

Passed Jan 1996About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1998About the Series 4 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Aug 1997

Series 24 — General Securities Principal Examination

Passed Aug 1996About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 1995About the Series 27 exam

FINRA

SRO Registrations

Nasdaq Stock Market

SRO Registrations

Texas Stock Exchange LLC

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Edward Gregory Samson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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ES

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