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Matthew Joseph Radgowski

HALO SECURITIES
Chicago, IL
·CRD# 2510172·21 years experience

Professional Summary

Matthew Joseph Radgowski is a registered financial advisor currently at HALO SECURITIES, LLC located in Chicago, Illinois. Matthew is registered as a RR (Registered Representative) and started their career in finance in 1996. Matthew has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

HALO SECURITIES, LLC·CRD# 279029
BD
200 West Jackson Suite 1800, Chicago, IL 60606
November 15, 2022 - Present
MORNINGSTAR INVESTMENT SERVICES LLC·CRD# 112525
BD
Chicago, IL
April 27, 2015 - January 21, 2020
NORTHERN LIGHTS DISTRIBUTORS, LLC·CRD# 126159
BD
Elkhorn, NE
June 17, 2013 - October 3, 2013
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Chicago, IL
October 22, 2008 - October 18, 2012
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Portland, ME
July 26, 2007 - July 14, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Philadelphia, PA
August 27, 1996 - February 1, 1999

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Current Firm

HS
HALO SECURITIES, LLC

HALO SECURITIES | SENTINUS-HALO SECURITIES, LLC | SENTINUS-HALO SECURITIES | SENTINUS SECURITIES LLC | HALO SECURITIES, LLC

CRD#: 279029 / SEC#: 8-69655
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

200 West Jackson Suite 1800, Chicago, IL 60606

Mailing Address

200 West Jackson Suite 1800, Chicago, IL 60606

Phone Number

(847) 687-9460

Established

Illinois since 02/09/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HALO INVESTING, INC.OWNER—
GOLDSTEIN, DANA LYNNCHIEF COMPLIANCE OFFICER1993607
RADGOWSKI, MATTHEW JOSEPHCEO2510172
SAMSON, EDWARD GREGORYFINOP2041321

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2015About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2007About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Feb 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Joseph Radgowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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