Wartner E. Edith
Professional summary
Wartner Elsa Edith, who also goes by Elsa Edith Mato Bravo, Elsa Edith Mata, Elsa Edith Mata Bravo, Elsa E. Wartner, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlotte, North Carolina.
Wartner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Wartner has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wartner Elsa Edith's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 23, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 214 N Tryon Street 32 Floor, Charlotte, NC 28202July 4, 2012 - November 16, 2016
UWHARRIE INVESTMENT ADVISORS, INC.
June 4, 2012 - November 7, 2016
PRIVATE CLIENT SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/23/2016)
(4/10/2019)
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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