YL
Yvonne A. Lubsey
FIDELITY BROKERAGE SERVICES LLC
LAS VEGAS, NV
Some features on this profile are disabled
CRD#: 6023786
YL
Professional summary
Yvonne Annie Lubsey, who also goes by Yvonne Annie Hill, Yvonne Annie Lubsey, Yvonne A Lubsey, Yvonne Annie Philips, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Las Vegas, Nevada.
Yvonne is registered as a RR (Registered Representative) and started their career in finance in 2012. Yvonne has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Yvonne Annie Hill | Yvonne Annie Lubsey | Yvonne A Lubsey | Yvonne Annie Philips
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(2)RENTAL PROPERTY, INV RELATED, KINGSTON, JAMAICA, 100% OWNERSHIP, START 3/5/2018, .1 HOURS PER MONTH, ZERO DURING TRADING, OWNER. JONAE'S ISLAND TWIST, NOT INV RELATED, KISSIMMEE, FL, 20% OWNERSHIP, START 12/10/2016, 8 HOURS PER MONTH, ZERO DURING TRADING, FAMILY BUSINESS ATTEND MEETINGS AND DISCUSS BUSINESS PLAN. LIFE COACHING, NOT INV RELATED, LAS VEGAS, NV, 100% OWNERSHIP, START 6/4/2018, 12 HOURS PER MONTH, ZERO DURING TRADING, INSPIRE OTHERS TO TAKE ACTIONS TO IMPROVE THEIR LIVES.; WE SERVE INC., NOT INV RELATED, LAS VEGAS, NV, EVENT USHER, START: 3/11/19, 10 HRS/MONTH, 0 HRS DURING TRADING. UBER, NOT INV RELATED, LAS VEGAS, NV, DRIVER, START 10/8/2021, 12 HOURS PER MONTH, ZERO HOURS DURING TRADING, DELIVERY SERVICES.
CRS (Client Relationship Summary) - BD
Click below to view Yvonne Annie Lubsey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
LAS VEGAS, NV
Past
March 29, 2018 - May 17, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LAS VEGAS, NV
Past
March 29, 2018 - May 17, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LAS VEGAS, NV
Past
January 4, 2016 - March 19, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Las Vegas, NV
Past
December 14, 2015 - March 19, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Las Vegas, NV
Past
July 8, 2013 - November 11, 2015
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
LAS VEGAS, NV
Past
March 30, 2012 - April 17, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LAS VEGAS, NV
Past
March 7, 2012 - April 17, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
LAS VEGAS, NV
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/19/2022)
RR
Alaska(7/19/2022)
RR
Arizona(7/19/2022)
RR
Arkansas(7/19/2022)
RR
California(7/19/2022)
RR
Colorado(7/19/2022)
RR
Connecticut(7/19/2022)
RR
Delaware(7/19/2022)
RR
District of Columbia(7/19/2022)
RR
Florida(7/19/2022)
RR
Georgia(7/19/2022)
RR
Hawaii(7/19/2022)
RR
Idaho(7/19/2022)
RR
Illinois(7/19/2022)
RR
Indiana(7/19/2022)
RR
Iowa(7/19/2022)
RR
Kansas(7/19/2022)
RR
Kentucky(7/19/2022)
RR
Louisiana(7/19/2022)
RR
Maine(7/19/2022)
RR
Maryland(7/19/2022)
RR
Massachusetts(7/19/2022)
RR
Michigan(7/19/2022)
RR
Minnesota(7/19/2022)
RR
Mississippi(7/19/2022)
RR
Missouri(7/19/2022)
RR
Montana(7/19/2022)
RR
Nebraska(7/19/2022)
RR
Nevada(7/19/2022)
RR
New Hampshire(7/19/2022)
RR
New Jersey(7/19/2022)
RR
New Mexico(7/19/2022)
RR
New York(7/19/2022)
RR
North Carolina(7/19/2022)
RR
North Dakota(7/19/2022)
RR
Ohio(7/19/2022)
RR
Oklahoma(7/19/2022)
RR
Oregon(7/19/2022)
RR
Pennsylvania(7/19/2022)
RR
Puerto Rico(7/19/2022)
RR
Rhode Island(7/19/2022)
RR
South Carolina(7/19/2022)
RR
South Dakota(7/19/2022)
RR
Tennessee(7/19/2022)
RR
Texas(7/19/2022)
RR
Utah(7/19/2022)
RR
Vermont(7/19/2022)
RR
Virgin Islands(7/19/2022)
RR
Virginia(7/19/2022)
RR
Washington(7/19/2022)
RR
West Virginia(7/19/2022)
RR
Wisconsin(7/19/2022)
RR
Wyoming(7/19/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
