BD
Brendan J. Davis
CETERA INVESTMENT ADVISERS LLC
SAN DIEGO, CA 92101
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CRD#: 6021518
BD
Professional summary
Brendan Jeremy Davis is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Diego, California and CETERA ADVISORS LLC located in San Diego, California.
Brendan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Brendan has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) GLH & C, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 08/2018, SALARIED ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES (2) N/A, NOT INVESTMENT RELATED, NORTH HIGHLANDS, CA 95660, REAL ESTATE, STARTED 09/2017, POSITION/TITLE/RELATIONSHIP: OWNER, APX 1 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LANDLORD AND PROPERTY MANAGER (3) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIAL DUTIES ; POSITION/TITLE/RELATIONSHIP: NOTARY ; STARTED 04/2019 ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS FOR CLIENTS OF THE OFFICE ; 4. NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 6/2024; POSITION/TITLE/RELATIONSHIP: OWNER/LANDLORD; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LANDLORD AND PROPERTY MANAGER;
CRS (Client Relationship Summary) - RIA
Click below to view Brendan Jeremy Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101RIA
CRD#: 105644
SAN DIEGO, CA
Current
August 29, 2018 - Present
CETERA ADVISORS LLC
Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101Office #2: 5650 Sunrise Blvd #250, Citrus Heights, CA 95610BD
CRD#: 10299
SAN DIEGO, CA
Past
August 29, 2018 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
CITRUS HEIGHTS, CA
Past
October 13, 2016 - August 7, 2018
NATIONWIDE INVESTMENT ADVISORS, LLC
RIA
CRD#: 142373
COLUMBUS, OH
Past
October 12, 2016 - August 7, 2018
NATIONWIDE INVESTMENT SERVICES CORPORATION
BD
CRD#: 7110
SACRAMENTO, CA
Past
November 12, 2015 - October 3, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
GOLD RIVER, CA
Past
November 12, 2015 - October 3, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
GOLD RIVER, CA
Past
September 3, 2013 - October 30, 2015
EDWARD JONES
RIA
CRD#: 250
ROSEVILLE, CA
Past
August 12, 2013 - October 30, 2015
EDWARD JONES
BD
CRD#: 250
ROSEVILLE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/5/2025)
RR
California(8/29/2018)
IAR
California(3/21/2024)
RR
Colorado(10/24/2025)
RR
Florida(10/29/2024)
RR
Hawaii(12/2/2024)
RR
Idaho(1/5/2022)
RR
Indiana(10/24/2025)
RR
Kansas(8/22/2025)
RR
Maine(10/24/2025)
RR
Montana(10/24/2025)
RR
Nevada(1/26/2021)
RR
North Carolina(7/12/2024)
RR
Oregon(7/8/2020)
RR
Pennsylvania(10/30/2025)
RR
Tennessee(10/24/2025)
RR
Texas(8/26/2022)
IAR
Texas(3/21/2024)
RR
Utah(10/24/2025)
RR
Washington(12/15/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
