GD
Grant H. Davis
FIRST AVENUE
New York, NY 10017
Some features on this profile are disabled
CRD#: 6017859
GD
Professional summary
Grant Hopkins Davis is a registered financial professional currently at FIRST AVENUE located in New York, New York.
Grant is registered as a RR (Registered Representative) and started their career in finance in 2020. Grant has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Grant Hopkins Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2020 - Present
FIRST AVENUE
Office #1: 461 Fifth Avenue 14th Floor, New York, NY 10017BD
CRD#: 145860
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/25/2021)
RR
Alaska(5/25/2021)
RR
Arizona(5/25/2021)
RR
Arkansas(5/25/2021)
RR
California(5/25/2021)
RR
Colorado(5/25/2021)
RR
Connecticut(5/25/2021)
RR
Delaware(5/25/2021)
RR
District of Columbia(5/25/2021)
RR
Florida(5/25/2021)
RR
Georgia(5/25/2021)
RR
Hawaii(5/25/2021)
RR
Idaho(5/25/2021)
RR
Illinois(5/25/2021)
RR
Indiana(5/25/2021)
RR
Iowa(5/25/2021)
RR
Kansas(5/25/2021)
RR
Kentucky(5/25/2021)
RR
Louisiana(5/25/2021)
RR
Maine(5/25/2021)
RR
Maryland(5/25/2021)
RR
Massachusetts(5/25/2021)
RR
Michigan(5/25/2021)
RR
Minnesota(5/25/2021)
RR
Mississippi(5/25/2021)
RR
Missouri(5/25/2021)
RR
Montana(5/25/2021)
RR
Nebraska(5/25/2021)
RR
Nevada(5/25/2021)
RR
New Hampshire(5/25/2021)
RR
New Jersey(5/25/2021)
RR
New Mexico(5/25/2021)
RR
New York(6/30/2020)
RR
North Carolina(5/25/2021)
RR
North Dakota(5/25/2021)
RR
Ohio(5/25/2021)
RR
Oklahoma(5/25/2021)
RR
Oregon(5/25/2021)
RR
Pennsylvania(5/25/2021)
RR
Rhode Island(5/25/2021)
RR
South Carolina(5/25/2021)
RR
South Dakota(5/25/2021)
RR
Tennessee(5/25/2021)
RR
Texas(5/25/2021)
RR
Utah(5/25/2021)
RR
Vermont(5/25/2021)
RR
Virginia(5/25/2021)
RR
Washington(5/25/2021)
RR
West Virginia(5/25/2021)
RR
Wisconsin(5/25/2021)
RR
Wyoming(5/25/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/28/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FA
FIRST AVENUE
FAP USA, L.P. | FIRST AVENUE
CRD#: 145860 / SEC#: , 8-67758
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
461 Fifth Avenue 14th Floor, New York, NY 10017
Mailing Address
461 Fifth Avenue 14th Floor, New York, NY 10017
Phone number
(646) 582-5777
Established
Delaware since 02/14/2007
Firm type
Partnership
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
