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Find, Compare and Monitor Financial Advisors at FIRST AVENUE

CRD#: 145860
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

FIRST AVENUE is located at 461 Fifth Avenue 14th Floor, New York, NY 10017 and was first established at New York, Delaware in 02/14/2007. After operating for 19 years, FIRST AVENUE has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of FIRST AVENUE’s clients are individuals and 0% of their clients are high net worth individuals. FIRST AVENUE has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at FIRST AVENUE are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access FIRST AVENUE‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at FIRST AVENUE. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for FIRST AVENUE Comes From

Understanding the Statistics for FIRST AVENUE and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
461 Fifth Avenue 14th Floor, New York, NY 10017
Mailing Address
461 Fifth Avenue 14th Floor, New York, NY 10017
Firm Size
Small
Phone Number
(646) 582-5777
Established
Delaware since 02/14/2007
Firm Type
Partnership
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
FAP USA, L.L.C.LIMITED PARTNER
BUCKLEY, PAUL DEREKPARTNER, CEO1822709
FAP GEN PAR, L.L.C.GP
PLANT, LYDIA HYUNJUFINOP, CFO AND COO7390471
RYAN, KIMBERLY ANNCHIEF COMPLIANCE OFFICER4316310

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at FIRST AVENUE

JL

John Sullivan Linger

RR
CRD#: 1604493
Location:
New York, NY 10017
Company:
FIRST AVENUE
Disclosures:
Experience:
38 years
View Profile
PB

Paul Derek Buckley

RR
CRD#: 1822709
Location:
New York, NY 10017
Company:
FIRST AVENUE
Disclosures:
Experience:
37 years
View Profile
GD

Grant Hopkins Davis

RR
CRD#: 6017859
Location:
New York, NY 10017
Company:
FIRST AVENUE
Disclosures:
Experience:
5 years
View Profile
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