Justin D. Popham
Professional summary
Justin Daniel Popham, CFP®, who also goes by Justin Daniel Popham, Justin Popham, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Charlotte, North Carolina.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Justin has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Justin Daniel Popham's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Justin Daniel Popham's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2024 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 128 S Tryon Street, Charlotte, NC 28202September 30, 2024 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 128 S Tryon Street, Charlotte, NC 28202September 14, 2021 - July 13, 2022
FISHER INVESTMENTS
March 20, 2019 - September 14, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 15, 2019 - September 13, 2021
FIDELITY BROKERAGE SERVICES LLC
April 27, 2017 - March 18, 2019
CHARLES SCHWAB & CO., INC.
April 17, 2017 - March 18, 2019
CHARLES SCHWAB & CO., INC.
April 25, 2016 - April 11, 2017
HARRISDIRECT LLC
April 14, 2016 - April 11, 2017
E*TRADE SECURITIES LLC
February 27, 2013 - April 15, 2016
STRATEGIC ADVISERS LLC
February 15, 2012 - April 7, 2016
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2025)
(3/10/2025)
(2/10/2025)
(9/30/2024)
(10/11/2024)
(2/10/2025)
Exams
Series 7TO
Date: 3/31/2024
General Securities Representative ExaminationFINRA
Current Firm
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/30/2026 | ||
| 01/13/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
