Jonathan B. Wisniewski
Professional summary
Jonathan Bruce Wisniewski, who also goes by Jonathan Wisnieski, is a registered financial professional currently at M1 FINANCE LLC located in Chicago, Illinois and GUIDELINE SECURITIES, LLC located in Burlingame, California.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2012. Jonathan has worked at 11 firms and has passed the Series 63, Series 57TO, Series 62, SIE, Series 7, Series 55, Series 99, Series 56, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Bruce Wisniewski's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2024 - Present
M1 FINANCE LLC
Office #1: 200 N Lasalle Street, Suite 810, Chicago, IL 60601June 18, 2025 - Present
GUIDELINE SECURITIES, LLC
Office #1: 1412 Chapin Avenue, Burlingame, CA 94010March 5, 2024 - December 3, 2024
DOO FINANCIAL US, INC.
February 8, 2024 - June 30, 2025
ATOMIC BROKERAGE LLC
December 9, 2022 - January 3, 2024
GLOBAL SHARES FINANCIAL SERVICES INC.
December 5, 2022 - December 1, 2023
SYNAPSE BROKERAGE LLC
April 20, 2021 - August 29, 2022
QWIKT GLOBAL SECURITIES LLC
October 1, 2015 - September 30, 2020
LUCID CAPITAL MARKETS, LLC
July 30, 2013 - September 30, 2015
RAVEN SECURITIES CORP.
November 30, 2012 - March 19, 2013
T3 TRADING GROUP, LLC
April 17, 2012 - September 5, 2012
VTRADER PRO, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2024)
(1/17/2024)
(1/17/2024)
(1/17/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 55
Date: 7/9/2014
Limited Representative-Equity Trader ExamSeries 56
Date: 11/29/2012
Proprietary Trader Qualification ExaminationFINRA
Current Firm
GUIDELINE SECURITIES, LLC
CRD#: 332412 / SEC#: , 8-71305
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUIDELINE HOLDINGS, LLC | SOLE MEMBER | |
| LIU, QIAN | CHIEF EXECUTIVE OFFICER | 5562584 |
| MASTROBATTISTO, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 5667446 |
| MEYERS, CHRISTOPHER M JR | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6122487 |
| WISNIEWSKI, JONATHAN BRUCE | PRINCIPAL OPERATIONS OFFICER | 6011199 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
