Jonathan Bruce Wisniewski
Professional Summary
Jonathan Bruce Wisniewski, who also goes by Jonathan Wisnieski, Jon Wisniewski, is a registered financial advisor currently at M1 FINANCE LLC located in Chicago, Illinois and GUSTO BROKERAGE, LLC located in San Francisco, California. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2012. Jonathan has worked at 14 firms and has passed the Series 63, Series 57TO, Series 62, SIE, Series 7, Series 55, Series 99, Series 56,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jonathan Wisnieski, Jon Wisniewski
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MMM SECURITIES LLC | THINKTANKTWO SECURITIES LLC
Contact Information
Main Address
44 Wall St Room 501, New York, NY 10005Mailing Address
44 Wall St Room 501, New York, NY 10005Phone Number
(212) 584-0552Established
Florida since 11/19/2021Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/17/2024)
(1/17/2024)
(1/17/2024)
(1/17/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 55 — Limited Representative-Equity Trader Exam
Passed Jul 2014Series 56 — Proprietary Trader Qualification Examination
Passed Nov 2012SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jonathan Bruce Wisniewski's CRS (Customer Relationship Summary).
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