Marc R. Maddox
Professional summary
Marc R Maddox, AIF® is a registered financial advisor currently at ICOM ADVISORS, LLC located in Hattiesburg, Mississippi.
Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Marc has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marc R Maddox's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2021 - Present
ICOM ADVISORS, LLC
Office #1: 140 Mayfair Rd Suite 2100, Hattiesburg, MS 39042June 7, 2019 - December 31, 2020
ICOM ADVISORS, LLC
May 1, 2018 - April 18, 2019
OSAIC INSTITUTIONS, INC.
May 1, 2018 - April 18, 2019
OSAIC INSTITUTIONS, INC.
March 17, 2016 - May 3, 2018
PRINCIPAL SECURITIES, INC.
February 11, 2016 - May 3, 2018
PRINCIPAL SECURITIES, INC.
April 11, 2012 - February 3, 2016
VALIC FINANCIAL ADVISORS, INC.
February 24, 2012 - February 3, 2016
VALIC FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
ICOM ADVISORS, LLC
CRD#: 156386 / SEC#: 801-134007
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/11/2021)
(2/16/2021)
(1/22/2021)
Exams
Current Firm
ICOM ADVISORS, LLC
CRD#: 156386 / SEC#: 801-134007
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 390 |
| AUM (Assets Under Management) | $ 123,400,000 |
Red Flags
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