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Naja Vang

ORCHARD SECURITIES
PLEASANT GROVE, UT
·CRD# 6006368·10 years experience

Professional Summary

Naja Vang is a registered financial advisor currently at ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah and ROCKDALE SECURITIES, LLC located in Bountiful, Utah. Naja is registered as a RR (Registered Representative) and started their career in finance in 2015. Naja has worked at 5 firms and has passed the Series 66, SIE, Series 52, Series 7, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

ORCHARD SECURITIES, LLC·CRD# 133378
BD
365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062
May 21, 2026 - Present
ROCKDALE SECURITIES, LLC·CRD# 169798
BD
270 South Main Street Suite 103, Bountiful, UT 84010
June 9, 2026 - Present
FINALIS SECURITIES LLC·CRD# 305908
BD
West St. Paul, MN
July 26, 2022 - June 13, 2025
CRI SECURITIES, LLC·CRD# 22589
RIA
St Paul, MN
January 19, 2018 - November 8, 2021
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
RIA
St Paul, MN
January 19, 2018 - July 15, 2022
CRI SECURITIES, LLC·CRD# 22589
BD
St Paul, MN
August 24, 2016 - November 8, 2021
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
St Paul, MN
December 28, 2015 - July 15, 2022

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Current Firm

RS
ROCKDALE SECURITIES, LLC

ROCKDALE SECURITIES, LLC | SPENCER PIERCE SECURITIES, LLC

CRD#: 169798 / SEC#: 8-69392
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

270 South Main Street Suite 103, Bountiful, UT 84010

Mailing Address

270 South Main Street Suite 112-f, Bountiful, UT 84010

Phone Number

(215) 816-2800

Established

Delaware since 07/29/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DARK ROOM PARTNERS, LLCOWNER—
FULHAM INVESTMENT PARTNERS, LLCOWNER—
GOAL PARTNERS, LLCOWNER—
BRICKS PARTNERS, LLCOWNER—
CLD PARTNERS, LLCOWNER—
BADALAMENTI, CHARLES RICHARDFINANCIAL AND OPERATIONS PRINCIPAL2065038
GARRETT, TAYLOR WESTONPRESIDENT4829547
VANG, NAJACHIEF COMPLIANCE OFFICER6006368

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MENTORING EXCELLENCE PROGRAM - HUMBOLDT HS POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2015 ADDRESS: , St. Paul MN , United States DESCRIPTION: Volunteer

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(5/21/2026)
RR
Alaska
(5/21/2026)
RR
Arizona
(5/21/2026)
RR
Arkansas
(5/21/2026)
RR
California
(5/21/2026)
RR
Colorado
(5/21/2026)
RR
Connecticut
(5/21/2026)
RR
Delaware
(5/21/2026)
RR
District of Columbia
(5/21/2026)
RR
Florida
(5/21/2026)
RR
Georgia
(5/21/2026)
RR
Hawaii
(5/21/2026)
RR
Idaho
(5/21/2026)
RR
Illinois
(5/21/2026)
RR
Indiana
(5/21/2026)
RR
Iowa
(5/21/2026)
RR
Kansas
(5/21/2026)
RR
Kentucky
(5/21/2026)
RR
Louisiana
(5/21/2026)
RR
Maine
(5/21/2026)
RR
Maryland
(5/21/2026)
RR
Massachusetts
(5/21/2026)
RR
Michigan
(5/21/2026)
RR
Minnesota
(5/21/2026)
RR
Mississippi
(5/21/2026)
RR
Missouri
(5/21/2026)
RR
Montana
(5/21/2026)
RR
Nebraska
(5/21/2026)
RR
Nevada
(5/21/2026)
RR
New Hampshire
(5/21/2026)
RR
New Jersey
(5/21/2026)
RR
New Mexico
(5/21/2026)
RR
New York
(5/21/2026)
RR
North Carolina
(5/21/2026)
RR
North Dakota
(5/21/2026)
RR
Ohio
(5/21/2026)
RR
Oklahoma
(5/21/2026)
RR
Oregon
(5/21/2026)
RR
Pennsylvania
(5/21/2026)
RR
Puerto Rico
(5/21/2026)
RR
Rhode Island
(5/21/2026)
RR
South Carolina
(5/21/2026)
RR
South Dakota
(5/21/2026)
RR
Tennessee
(5/21/2026)
RR
Texas
(5/21/2026)
RR
Utah
(5/21/2026)
RR
Vermont
(5/21/2026)
RR
Virginia
(5/21/2026)
RR
Washington
(5/21/2026)
RR
West Virginia
(5/21/2026)
RR
Wisconsin
(5/21/2026)
RR
Wyoming
(5/21/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2018About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 52 — Municipal Securities Representative Examination

Passed Jun 2018About the Series 52 exam

Series 7 — General Securities Representative Examination

Passed Dec 2015About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 2019About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Aug 2016About the Series 24 exam
FINRA
SRO Registrations
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Naja Vang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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