Naja Vang
Professional Summary
Naja Vang is a registered financial advisor currently at ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah and ROCKDALE SECURITIES, LLC located in Bountiful, Utah. Naja is registered as a RR (Registered Representative) and started their career in finance in 2015. Naja has worked at 5 firms and has passed the Series 66, SIE, Series 52, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
ROCKDALE SECURITIES, LLC | SPENCER PIERCE SECURITIES, LLC
Contact Information
Main Address
270 South Main Street Suite 103, Bountiful, UT 84010Mailing Address
270 South Main Street Suite 112-f, Bountiful, UT 84010Phone Number
(215) 816-2800Established
Delaware since 07/29/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DARK ROOM PARTNERS, LLC | OWNER | — |
| FULHAM INVESTMENT PARTNERS, LLC | OWNER | — |
| GOAL PARTNERS, LLC | OWNER | — |
| BRICKS PARTNERS, LLC | OWNER | — |
| CLD PARTNERS, LLC | OWNER | — |
| BADALAMENTI, CHARLES RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 2065038 |
| GARRETT, TAYLOR WESTON | PRESIDENT | 4829547 |
| VANG, NAJA | CHIEF COMPLIANCE OFFICER | 6006368 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Naja Vang's CRS (Customer Relationship Summary).
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