Charles Richard Badalamenti
Professional Summary
Charles Richard Badalamenti, who also goes by Charlie Badalamenti, is a registered financial advisor currently at DFPG INVESTMENTS, LLC located in Castle Rock, Colorado and ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah. Charles is registered as a RR (Registered Representative) and started their career in finance in 1991. Charles has worked at 10 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 51, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Charlie Badalamenti
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
ROCKDALE SECURITIES, LLC | SPENCER PIERCE SECURITIES, LLC
Contact Information
Main Address
270 South Main Street Suite 103, Bountiful, UT 84010Mailing Address
270 South Main Street Suite 112-f, Bountiful, UT 84010Phone Number
(215) 816-2800Established
Delaware since 07/29/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DARK ROOM PARTNERS, LLC | OWNER | — |
| FULHAM INVESTMENT PARTNERS, LLC | OWNER | — |
| GOAL PARTNERS, LLC | OWNER | — |
| BRICKS PARTNERS, LLC | OWNER | — |
| CLD PARTNERS, LLC | OWNER | — |
| BADALAMENTI, CHARLES RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 2065038 |
| GARRETT, TAYLOR WESTON | PRESIDENT | 4829547 |
| VANG, NAJA | CHIEF COMPLIANCE OFFICER | 6006368 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/29/2011)
(6/29/2011)
(7/6/2011)
(6/27/2011)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Charles Richard Badalamenti's CRS (Customer Relationship Summary).
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