Samuel Edward Gervaise-jones
Professional Summary
Samuel Edward Gervaise-jones, who also goes by Samuel Gervaise-jones, is a registered financial advisor currently at BFINANCE US LTD.. Samuel is registered as a RR (Registered Representative) and started their career in finance in 2014. Samuel has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Samuel Gervaise-Jones
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
BFINANCE US LTD.
Contact Information
Main Address
2nd Floor Floor 2, London, EC4R 1BNMailing Address
2nd Floor 36 Queen Street, London, IL, EC4R 1BNPhone Number
+44 20 7747 8600Firm Type
CorporationFiscal Year End
MarchFirm Size
Small# of Employees
5SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
FINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BFINANCE US LTD.
State Registrations and Notice Filings
(4/7/2014)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Oct 2013About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Samuel Edward Gervaise-jones's CRS (Customer Relationship Summary).
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