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CW

Chris D. Worden

TC2000 BROKERAGE
Wilmington, NC 28403
Some features on this profile are disabled
CRD#: 6002733
CW

Professional summary

Chris Donald Worden, who also goes by Chris Worden, is a registered financial professional currently at TC2000 BROKERAGE, INC. located in Wilmington, North Carolina.

Chris is registered as a RR (Registered Representative) and started their career in finance in 2011. Chris has worked at 1 firm and has passed the Series 63, SIE, Series 42, Series 62 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Worden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Chris Donald Worden's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 12, 2011 - Present

TC2000 BROKERAGE, INC.

Office #1: 6315 Boathouse Rd., Ste. 200, Wilmington, NC 28403
BD
CRD#: 155523
Wilmington, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/3/2012)
RR
North Carolina
(12/3/2015)

Exams

State Security Law Exam
RR
Series 63
Date: 12/3/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 42
Date: 8/29/2018
Registered Options Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 12/9/2011
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/6/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TB
TC2000 BROKERAGE, INC.
ARROWHEAD SECURITIES, INC. | WORDENTRADE, INC. | TRADEFIRE, INC. | TC2000 BROKERAGE, INC.

CRD#: 155523 / SEC#: , 8-68723

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6315 Boathouse Rd., Ste. 200, Wilmington, NC 28403
Mailing Address
Po Box 1140, Wilmington, NC 28402
Phone number
(910) 550-2325
Established
Georgia since 10/06/2010
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WORDEN SECURITIES HOLDINGS, INCOWNER
BRUNJES, JOSEPH BARRYCHIEF COMPLIANCE OFFICER, ROSFP6329529
WEEKS, CURTIS ALLANFINOP, PFO, POO5278425
WORDEN, CHRIS DONALDCEO/PRESIDENT6002733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TC2000 BROKERAGE, INC.

CRD#: 155523Wilmington, NC 28403

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