Charles B. Wise
Professional summary
Charles Burton Wise, who also goes by Charley Burton Wise, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in Columbus, Ohio.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2012. Charles has worked at 1 firm and has passed the Series 63, SIE and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Burton Wise's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2012 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: 175 South 3rd Street, Columbus, OH 43215State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2012)
(12/13/2016)
(12/13/2016)
(3/30/2012)
(12/13/2016)
(12/13/2016)
(12/13/2016)
Exams
FINRA
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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