Michael R. Harrell

HUNTINGTON SECURITIES

Charlotte, NC 28280

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CRD#: 5996997

Professional summary

Michael Ryan Harrell, who also goes by Michael R Harrell, is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Charlotte, North Carolina.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael R Harrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Ryan Harrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2021 - Present

HUNTINGTON SECURITIES, INC.

Office #1: 101 S. Tryon St Suite 1810, Charlotte, NC 28280

CRD#: 2261

Charlotte, NC

Past

November 3, 2015 - May 8, 2020

TRUIST SECURITIES, INC.

CRD#: 6271

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/10/2021)

Florida
(12/10/2021)

Kentucky
(4/29/2022)

Louisiana
(4/29/2022)

Massachusetts
(4/29/2022)

New Jersey
(4/29/2022)

New York
(4/29/2022)

North Carolina
(12/10/2021)

Tennessee
(12/10/2021)

Texas
(4/29/2022)

Virginia
(12/10/2021)

Exams

State Security Law Exam

Series 63

Date: 8/6/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2016

General Securities Representative Examination

General Industry/Product Exam

Series 79

Date: 11/3/2015

Investment Banking Registered Representative Examination

SRO Registrations

FINRA

Current Firm

HUNTINGTON SECURITIES, INC.

HUNTINGTON CAPITAL MARKETS | HUTCHINSON, SHOCKEY, ERLEY & CO. | HUTCHINSON SHOCKEY ERLEY | HUNTINGTON SECURITIES, INC.

CRD#: 2261 / SEC#: , 8-5761

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

41 South High St, Columbus, OH 43287

Mailing Address

41 South High St, Columbus, OH 43287

Phone number

(312) 443-1560

Established

Delaware since 02/08/1957

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (29 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
HUNTINGTON BANCSHARES INCORPORATED	DIRECT OWNER
BEEKMAN, TODD ANDREW	DIRECTOR	6291198
BORRELLI, MARK ROBERT	GENERAL COUNSEL/SECRETARY	6803711
COSTANZO, SAMANTHA ANN	DIRECTOR	4133695
DIBOWSKI, TERRA	HEAD OF BROKERAGE OPERATIONS	5468840
FITZSIMMONS, DAVID RAYMOND	HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR	4245434
HERBERT, KATHERINE ELEANOR	CONTROLLER/FINOP	6412263
KLEINMAN, SCOTT DAVID	DIRECTOR	2357636
MILCETICH, MATTHEW LOUIS	PRESIDENT	6419334
SZWAGULAK, JOHN W III	CHIEF COMPLIANCE OFFICER	4033023
WALTHER, KATHLEEN	DIRECTOR	7858303

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael R. Harrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Ryan Harrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUNTINGTON SECURITIES, INC.

TRUIST SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/6/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/4/2016

Series 79

Date: 11/3/2015

FINRA

Current Firm

HUNTINGTON SECURITIES, INC.

Contact information

FINRA licenses (29 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

HUNTINGTON SECURITIES, INC.

TRUST BUT VERIFY

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