David Fernandez
Professional Summary
David Fernandez, who also goes by David J. Fernandez, David James Fernandez, David J Fernandez, is a registered financial advisor currently at SEB SECURITIES, INC. located in New York, New York. David is registered as a RR (Registered Representative) and started their career in finance in 2013. David has worked at 2 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David J. Fernandez, David James Fernandez, David J Fernandez
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
ENSKILDA SECURITIES INC | SEB SECURITIES, INC. | SEB ENSKILDA, INC. | SCANDINAVIAN AMERICAN SECURITIES, INC. | ENSKILDA SECURITIES INC.
Contact Information
Main Address
66 Hudson Boulevard 28th Floor, New York, NY, 10001Mailing Address
66 Hudson Boulevard 28rd Floor, New York, NY, 10001Phone Number
(212) 692-4780Established
Delaware since 11/28/1988Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Fernandez's CRS (Customer Relationship Summary).
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