William R. Culp

TAGSTONE CAPITAL | President

Charlotte, NC 28209-3298

Some features on this profile are disabled

CRD#: 5994335

Professional summary

William Reid Culp III, CFP®, who also goes by William Reid Culp III, is a registered financial advisor currently at TAGSTONE CAPITAL, INC. located in Charlotte, North Carolina.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. William has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Trust & estate planning

Institutional consulting

Trading individual securities

Financial planning

Retirement planning

What is your current number of clients?

Under 50

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

William Reid Culp Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Reid Culp III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

August 20, 2021 - Present

TAGSTONE CAPITAL, INC.

Office #1: 1515 Mockingbird Lane 4th Floor, Charlotte, NC 28209-3298

RIA

CRD#: 158864

Charlotte, NC

Past

November 28, 2011 - December 2, 2015

TAGSTONE CAPITAL, INC.

RIA

CRD#: 158864

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAGSTONE CAPITAL, INC.

CRD#: 158864 / SEC#: 801-121704

RIA

Registered Investment Advisory firm - (8/13/2021 Approved)

North Carolina

Registered Investment Advisory firm - (8/24/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/2011

Uniform Investment Adviser Law Examination

Current Firm

TAGSTONE CAPITAL, INC.

CRD#: 158864 / SEC#: 801-121704

RIA

Registered Investment Advisory firm - (8/13/2021 Approved)

North Carolina

Registered Investment Advisory firm - (8/24/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1515 Mockingbird Lane 4th Floor, Charlotte, NC 28209-3298

Mailing Address

P.o. Box 11984, Charlotte, NC 28220-2117

Phone number

(704) 533-8900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAGSTONE CAPITAL, INC. ADV BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 309,141,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

David Thompson

SPARTA WEALTH PARTNERS

IAR

CHARLOTTE, NC

Jon Hoyle

INNOVATION PARTNERS LLC

Charlotte, NC

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William R. Culp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Reid Culp III's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAGSTONE CAPITAL, INC.

TAGSTONE CAPITAL, INC.

Primary Firm SEC Registration

TAGSTONE CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/2011

Current Firm

TAGSTONE CAPITAL, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TAGSTONE CAPITAL, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors