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Ryan M. Vaudrin

HOLDERNESS INVESTMENTS CO
Charlotte, NC 28215
Some features on this profile are disabled
CRD#: 5993803
RV

Professional summary

Ryan Michael Vaudrin, CFP® is a registered financial advisor currently at HOLDERNESS INVESTMENTS CO located in Charlotte, North Carolina.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Ryan has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Vaudrin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

August 25, 2024 - Present

HOLDERNESS INVESTMENTS CO

Office #1: 5960 Fairview Road Suite 400, Charlotte, NC 28215
RIA
CRD#: 106530
Charlotte, NC
Past

May 3, 2024 - August 12, 2024

WAVERLY ADVISORS, LLC

RIA
CRD#: 115332
CHARLOTTE, NC
Past

December 4, 2017 - August 12, 2024

MCSHANE PARTNERS

RIA
CRD#: 107236
CHARLOTTE, NC
Past

May 27, 2013 - December 6, 2016

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HOLDERNESS INVESTMENTS CO
HOLDERNESS INVESTMENTS CO

CRD#: 106530 / SEC#: 801-49875

RIA
Registered Investment Advisory firm - (8/14/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(8/25/2024)
IAR
Texas
(8/25/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 7/9/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/6/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/24/2013
General Securities Representative Examination

Current Firm

HI
HOLDERNESS INVESTMENTS CO
HOLDERNESS INVESTMENTS CO

CRD#: 106530 / SEC#: 801-49875

RIA
Registered Investment Advisory firm - (8/14/1995 Approved)
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Contact information

Main Address
2102 N. Elm Street Suite C, Greensboro, NC 27408
Mailing Address
Phone number
(336) 574-1400
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HOLDERNESS FORM ADV PART 2A 2022 (3/26/2025)

Regulatory assets under management

Total Number of Accounts750
AUM (Assets Under Management)$ 621,038,355

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOLDERNESS INVESTMENTS CO

CRD#: 106530Charlotte, NC 28215

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