Glenn Richard Tobias
Professional Summary
Glenn Richard Tobias is a registered financial advisor currently at FTI CAPITAL ADVISORS, LLC located in New York, New York. Glenn is registered as a RR (Registered Representative) and started their career in finance in 2012. Glenn has worked at 1 firm and has passed the Series 63, SIE, Series 82, Series 79 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
FTI CAPITAL ADVISORS, LLC | FTI MERGER & ACQUISITION ADVISORS, LLC
Contact Information
Main Address
555 12th Street, Nw 7th Floor, Washington, DC 20004Mailing Address
555 12th Street, Nw 7th Floor, Washington, DC 20004Phone Number
+1 (202) 674-0821Established
Maryland since 07/22/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (26 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
LPL FINANCIAL LLC
LPL FINANCIAL LLC
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/4/2021)
(3/4/2021)
(6/1/2012)
(5/4/2016)
(10/18/2017)
(1/5/2018)
(3/4/2021)
(10/3/2025)
(10/27/2017)
(3/27/2018)
(5/28/2012)
(10/8/2012)
(3/13/2017)
(3/28/2018)
(3/8/2018)
(4/10/2014)
(1/5/2018)
(2/8/2016)
(4/16/2013)
(3/27/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed Mar 2013About the Series 82 examSeries 79 — Investment Banking Registered Representative Examination
Passed May 2012About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Glenn Richard Tobias's CRS (Customer Relationship Summary).
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