Brian C. Bohr
Professional summary
Brian Christopher Bohr, who also goes by Brian Bohr, is a registered financial professional currently at BA SECURITIES, LLC located in Costa Mesa, California.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2012. Brian has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Christopher Bohr's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2017 - Present
BA SECURITIES, LLC
Office #1: 3200 Park Center Drive, Costa Mesa, CA 92626June 13, 2012 - May 1, 2017
WILLIAM AND HENRY ASSOCIATES
March 8, 2012 - June 22, 2012
INNOVATION CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/18/2017)
(9/1/2023)
(6/16/2022)
(5/18/2017)
Exams
FINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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